EFTA Document EFTA01416394

Subject: RE: Approval Required on $23mn Wire [I] From: Matthew Schaefer la Date: Tue, 22 Nov 2016 15:36:41 -0500 To: Cynthia Rodriguez PWM SPG Cc: Stewart Oldfield Classification: For internal use only BSO approval granted. Client is transferring funds between related accounts. Client produced formal written request and receiving account was verified to be under the hierarchy of the Southern Financial relationship. FIRM policy was followed, callback was performed, authorized POA verified the instructions. POA documentation was provided to verify the signer, Darren Indyke, as an authorized signer and POA. Kind regards, Matthew Schaefer {https://brandportal.intranet.db.com/img/modules/logo.gif} Matthew Schaefer Regulatory Analyst I Supervisory Principals Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Managment 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Mail Stop: JCK01-0231 Tel. Mobile Email From: Cynthia Rodriguez Sent: Tuesday, November 22, 2016 3:23 PM To: Matthew Schaefer Cc: Stewart Oldfield Subject: RE: Approval Required on $23mn Wire [I] EFTA01416394 Here you go! Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA From: Matthew Schaefer Sent: Tuesday, November 22 2016 3:22 PM To: Cynthia Rodriguez; Cc: Stewart Oldfield Subject: RE: Approval Required on $23mn Wire [I] Classification: For internal use only '; PWM SPG Sorry Cynthia, but it doesn't look like the POA was attached. If you could please resend with the POA. Thank you. Kind regards, Matthew Schaefer EFTA01416395 {https://brandportal.intranet.db.com/img/modules/logo.gif} Matthew Schaefer Regulatory Analyst I Supervisory Principals Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Managment 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Mail Sto : JCK01-0231 Tel. Mobile Email From: Cynthia Rodriguez Sent: Tuesday, November 22, 2016 3:11 PM To: Matthew Schaefer Cc: Stewart Oldfield Subject: RE: Approval Required on $23mn Wire [I] Hi Matthew, For some reason, the updated signature card is not in the repository. Attached is the POA on file for this company. The corporate resolution can also be found in approved KYC case 01195100. Please let me know if you need anything else for this. Kind regards, Cynthia Rodriguez fcid:[email protected] EFTA01416396 Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA From: Matthew Schaefer Sent: Tuesday, November 22, 2016 3:00 PM To: Cynthia Rodriguez; Cc: Stewart Oldfield Subject: RE: Approval Required on $23mn Wire [I] Classification: For internal use only Hi Cynthia, Please send me the client's signature card. Kind regards, Matthew Schaefer '; PWM SPG {https://brandportal.intranet.db.com/img/modules/logo.gif} Matthew Schaefer Regulatory Analyst I Supervisory Principals Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Managment 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Mail Stop: JCK01-0231 EFTA01416397 Tel. Mobile Email From: Cynthia Rodriguez [mailto: Sent: Tuesda , November 22, 2016 2:27 PM To: < =.; PWM SPG Cc: Stewart Oldfield < =.• Subject: Approval Required on $23mn Wire Importance: High Hello, Our client, Southern Trust Company, would like to internally transfer $23mn into their brokerage account under the name of The Haze Trust. Please see attached letter of instruction. The callback was made to the phone number on file, and confirmed by Darren Indyke who is the signatory on the account. Please provide approval to process this wire today. Thank you. Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA EFTA01416398 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01416399