EFTA Document EFTA01416421

Subject: FW: RDC Alert Richard Kahn [I] From: PWMUS AMLKYC Date: Wed, 05 Jul To: Kshitij Golani Classification: For internal use only Hi K.G., Want to see if you can do these 2 alerts for Richard Kahn? I took a quick glance at the prior clearance from Cynthia. Not sure if it applies to the alerts. Let me know if you have any questions. Regards, Carl Timcke {cid:1 [email protected]} Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor 6. USA {cid:[email protected]} EFTA01416421 From: Cynthia Rodriguez Sent: Friday, June 30, 2017 10:03 AM To: PWMUS AMLKYC Subject: RDC Dear AML Compliance, Attached exchange cleared. you. is an RDC alert for Richard Kahn, appearing on the NY stock disciplinary actions. I believe this alert has previously been Please see attached clearance and provide updated clearance. Thank Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA EFTA01416422