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sd-10-EFTA01416632Dept. of Justice

EFTA Document EFTA01416632

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Subject: meeting notes - Southern Financial From: Stewart Oldfield ‹ > Date: Thu, 12 Oct 2017 15:24:16 -0400 To: Bradley Gillin Cynthia Rodriguez Cc: Stewart Oldfield DB - Stewart Oldfield, Martin Zeman Southern Financial - Paul Barrett, Alpha Group Capital Discussed ISDA setup for SF and STC Discussed more complex FX strategies that Martin can offer Introduced Harvest Volatility Management Paul also wants to see structured notes weekly Stewart Oldfield, CFA, CAIA Director Deutsche

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Dept. of Justice
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sd-10-EFTA01416632
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