EFTA Document EFTA01416985

Subject: SFL LLC From: Richard Kahn ‹ > Date: Wed, 19 Dec 2018 09:35:39 -0500 To: Liam Osullivan Stewart Oldfiel Cc: Darren Indyke can you please call Darren 973-908-9233 to confirm the following trades for SFL LLC 1) Sell 25,000 GE at the market 2) Sell 10,000 Nintendo (NTDOY) at the market 3) Sell 11,200 Ubisoft Entertainment (UBSFF) at the market thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Dec 18, 2018, at 12:27 PM, Liam Osullivan <[email protected]> wrote: Classification: Confidential Bella, The funds have been sent. Fed Fund Reference #: B1Q8152C004920 Thank you, Liam <image001.gif> Liam O'Sullivan EFTA01416985 AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA KCP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Key Client Partners group (KCP). Material herein regarding KCP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the KCP Americas desk may include investment recommendations and brokerage advice, KCP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through KCP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Bella Klein [mailto: Sent: Tuesday, December 18, 2018 10:02 AM To: Liam Osullivan Cc: Darren Indyke ; Richard Kahn ‹ > Subject: JE USVI WT Liam, Please process the attached wire. Thank you, Bella EFTA01416986 > > This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01416987