EFTA Document EFTA01417073

Subject: Pending Res onses on Re'ection Cases From: Vijay-A Sawant Date: Mon, 08 Oct 2018 08:27:09 -0400 To: Bradley Gillin Richard Iarossi Stewart Oldfield Cc: Vinita Advani Mayur Rathod Daphne Cales Hello Brad/Rich/Stewart, We are awaiting responses on the following KYC rejections on high risk & overdue accts, which we would appreciate if you can provide responses at the earliest, if possible. Last emails attached for each account for reference. GCIS Customer Number KYC ID Full Legal Name Case Manager RAG Status Next Step by JCP IV QP, LLC Vijay Sawant Overdue Quality Rejection with Client EFTA01417073 Zorro Management, LLC Mayur Rathod Overdue Quality Rejection Gratitude America Ltd Mayur Rathod Overdue Quality Rejection with RM Southern Trust Company, Inc. Mayur Rathod Overdue Quality Rejection Epstein, Jeffrey E. Mayur Rathod Overdue EFTA01417074 Quality Rejection Cerberus Capital Management, L.P. Vijay Sawant Overdue Quality Rejection with RM Prime Overseas Investments and Enterprises Limited Vijay Sawant Overdue Quality Rejection with Client Techview Investments Ltd. Vijay Sawant Due soon Quality Rejection with RM EFTA01417075 Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Gore aon East, Mumbai - 400063 , India Deutsche Bank Group Park, Western Express Highway EFTA01417076