EFTA Document EFTA01417112

Subject: Re: Gratitude From: Richard Kahn e > Date: Thu, 25 Oct 2018 15:20:21 -0400 To: Stewart Oldfield Cc: Bradley Gillin Richard Iaross ok please call when free tomorrowalso what is status of butterfly brokerage? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Oct 25, 2018, at 12:38 PM, Stewart Oldfield < M> wrote: Rich, I'm compiling a list of remaining items that we need to finish all of the annual KYC reviews for your accounts other than Gratitude. We should be able to resolve those few things with a quick call tmw. For Gratitude, we need to make a decision next week whether to KYC the BV70 entity or plan to close the account. Let's discuss that tmw as well if possible. Thanks From: Richard Kahn [mailto: Sent: Friday, September 28, 2018 4:05 PM To: Stewart Oldfield e > Subject: Re: Gratitude ok thank you EFTA01417112 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Sep 27, 2018, at 3:02 PM, Stewart Oldfield wrote: I'm out next week. Let's connect and talk about timing when I'm back. Thanks From: Richard Kahn [mailto: Sent: Wednesday, September 26, 2018 8:58 AM To: Stewart Oldfield ‹ > Subject: Re: Gratitude mr epstein said that he would not be able to give guidance on how to proceed until October please advise if ok.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01417113 On Sep 25, 2018, at 12:52 PM, Stewart Oldfield wrote: Did you come to any conclusions on this one? Thanks <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 mai Securities offered through Deutsche Bank Securities Inc. EFTA01417114 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information EFTA01417115 contained in this communication should not be regarded as such. EFTA01417116