EFTA Document EFTA01418030

Subject: RE: Southern Finanrial - fl)1R revenues [C] From: Leslie Roth < Date: Thu, 23 May 2 To: Robert Frohlich < Stewart Oldfield Classification: Confidential Hi Stewart, There are a few 2018 CD accounts which have not been recoded away from you. We'll get those recoded in the next GMIS update which is in August. Leslie Roth Deutsche Bank AG, Filiale New York Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Mobile Email From: Robert Frohlich Sent: Thursday, 23 May, 2019 5:26 PM To: Stewart Oldfi Cc: Leslie Roth Subject: Southern Inancla revenues [C] Classification: Confidential Hi Stewart, EFTA01418030 I think what happened is that only part of the revenues were moved to a House accounts in 2018 and EUR 592k still remained assigned to your name last year. Is this in line with your expectations as I wasn't involved in the discussions back then? CC'in Leslie who I believe is closer to the topic and GMIS. Sum of EUR Year relationship reference* 1.CRM Investment Platform Name 2,018 2,019 Grand Total SOUTHERN FINANCIAL Recon UBR Diff. (US Onshore) Capital Markets 179,815 147,738 327,553 Deposits 229,748 171,971 401,719 EFTA01418031 Other Products 1,529 0 1,529 Recon UBR_Diff. (US Onshore) Total 411,092 319,709 730,800 Stewart Oldfield Deposits 592,400 592,400 Stewart Oldfield Total 592,400 592,400 SOUTHERN FINANCIAL Total 1,003,491 319,709 1,323,200 Grand Total 1,003,491 319,709 EFTA01418032 1,323,200 Kind regards, Rob Frohlich {https://brandportal.intranet.db.com/img/modules/logo.gif} Robert Frohlich Deutsche Bank AG, Filiale New York Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Mobile Email EFTA01418033