EFTA Document EFTA01418084

Subject: RE: PRIIPs Client Notification [I] From: Stewart Oldfield ‹ > Date: Mon, 18 Dec 2017 10:59:07 -0500 To: Cynthia Rodriguez Bradley Gillin Classification: For internal use only This is not an Italian entity is it? From: Anna-Sofiya Lupolover Sent: Monday, December 18, 2017 10:53 AM To: Stewart Oldfield Cc: C nthia Rodri uez Subject: PRIIPs Client Notification [I] Classification: For internal use only Hello, Bradley Gillin Below is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3rd 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally based on a list compiled by Brokerage. If you believe that your client is not EEA domiciled, please let me know ASAP. Let me know if you have any questions. Thank you. EFTA01418084 Account # Customer EEA Country Customer Owner Account Address Line 1 N4G024943 Italy Stewart Oldfield THE HAZE TRUST Kind Regards, Anna-Sofiya fcid:3 [email protected] Anna-Sofiya Lupolover Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. EFTA01418085