EFTA Document EFTA01418644

Subject: RE: Approval Needed - List of Preferreds From: Andrew King O. Date: Tue, 14 Jun 2016 14:45:16 -0400 To: Stewart Oldfield ZbynekKozelsal > Cc: Joseph Dursi Ziggy, Is there anything I can do to help speed up this process? We need to send by EOD today at the latest. From: Stewart Oldfield Sent: Tuesday, June 14, 2016 2:44 PM To: Andrew King; Zbynek Kozelsky Cc: Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Guys, We can't take three days to send an email with basic information to one of our most sophisticated clients. From: Andrew King Sent: Monday, June 13, 2016 5:00 PM To: Andrew King; Zbynek Kozelsky Cc: Stewart Oldfield; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Hey Ziggy, I thought I'd send a quick note to see if you were able to review the list. EFTA01418644 Stew had a conversation with the client today, and he'd like us to send something as soon as possible. Thanks! From: Andrew King Sent: Friday, June 10, 2016 3:22 PM To: Zbynek Kozelsky Cc: Stewart Oldfield Subject: Approval Needed - List of Preferreds Ziggy, I've attached a list of preferred equities that was asked for by Richard Kahn; the CFO for Southern Financial, which is an investment entity for the personal wealth of Jeffrey Epstein (one of Stew Oldfield's clients). The list isn't a recommendation. Instead, it is a list of commonly traded preferred equities, which Richard and Jeffrey can select from to build their own basket. The original list was provided by Delores Rubin from STG. ISG added the preferred equity CUSIPS, the average daily volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common equity columns. Bloomberg was the source of the non DB information. We'd like to send on Monday afternoon at the latest. Please let us know what disclosures would be required for approval. Thanks in advance. EFTA01418645 Best regards, Andrew King {cid:[email protected]} Andrew King, CFA Vice President I Investment Solutions Group Deutsche Deutsche 345 Park Tel. Fax Mobi Email Bank Securities Inc. Asset & Wealth Management Avenue, New York, NY 10154 fcid:[email protected] EFTA01418646