EFTA Document EFTA01419137

Subject: Re: trading capabilities From: Richard Kahn 4:: > Date: Tue, 25 Apr 2017 17:48:40 -0400 To: Vahe Stepanian Cc: Stewart Oldfield we are potentially looking to increase derivatives trading and would like to better understand what long form confirmation will allow us to doplease advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cel On Apr 25, 2017, at 4:14 PM, Vahe Stepanian a wrote: > Generally agree with Stewart. Is there anything specific you are looking at? Thanks, Vahe From: Stewart Oldfield Sent: Tuesday, April 25, 2017 4:02 PM To: Richard Kahn Cc: Vahe Stepanian < Subject: RE: trading capabilities EFTA01419137 Generally I think we can just do listed options in your wealth management brokerage accounts. We don't have investment banking/OTC capabilities for you unless we can trade via long form confirmation. Copying Vahe who can clarify. Thanks From: Richard Kahn [mailto: Sent: Tuesday, April 25, 2017 3:48 PM To: Stewart Oldfield Subject: trading capabilities are we able to do any of the following trades in our accounts Trade fx forwards and options CDS Equity derivatives If so would this be out of your Wealth Management group or Investment Bank? please advise thank you Richard Kahn HBRK Associates Inc. EFTA01419138 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cel This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01419139