EFTA Document EFTA01419251

Subject: Re: [C] From: Richard Kahn a> Date: Tue, 18 Oct 2016 11:44:03 -0400 To: Darlene Zong Cc: Stewart Oldfield Daniel Sabba thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Oct 18, 2016, at 11:43 AM, Darlene Zong wrote: Classification: Confidential The Haze Trust sold $3mm face BAC 8.125 preferred (060505DT8)@ 102.875, ytc 6.1668%. Orders complete. Best, Darlene From: Darlene Zong Sent: Tuesday, October 18, 2016 10:42 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential EFTA01419251 Just about to give you an update — Southern Financial LLC sold $3mm face FTR 8.5 2020 @ 106.65, ytw 6.34% Nothing on BAC pfd yet, still working at 102.75 ob From: Richard Kahn [mailto: Sent: Tuesday, October 18, 2016 10:33 AM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] please refresh on any partial fills and current bid asks i see FTR trading 107+ thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Oct 18, 2016, at 9:47 AM, Darlene Zong a wrote: EFTA01419252 Classification: Confidential As discussed and confirmed with Darren, we are working to sell $3mm face value BAC 8.125 pfd @ 102.75 or better in the Haze Trust, and sell $3mm face FTR 8.5 2020 @ 106.50 or better in Southern Financial LLC. We have the order till the end of the today. Best, Darlene From: Darlene Zong Sent: Tuesday, October 18, 2016 8:50 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential We should be able to work within yesterday's context. Once we have a firm order, we can work to get potentially better. From: Richard Kahn [mailto: Sent: Monday, October 17, 2016 5:35 PM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] thank you can you please refresh tomorrow am and we will work some orders thank you EFTA01419253 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel IM I fax cell On Oct 17, 2016, at 10:54 AM, Darlene Zong e > wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 EFTA01419254 CUSIP: 060505DT8 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 CUSIP: 35906AAH1 105.875 x 107.375 Best, <image001.gif> Darlene Zong, CFA Key Client Partners I Deutsche Bank Securities, Inc 345 Park Avenue, 26th Floor, New York, NY, 10154 From: Richard Kahn [mailto: ] EFTA01419255 Sent: Friday, October To: Darlene Zong Cc: Stewart Oldfield; Subject: Re: [C] ok lets revisit monday thanks 14, 2016 3:19 PM Daniel Sabba; Vahe Stepanian Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Oct 14, 2016, at 2:57 PM, Darlene Zong < › wrote: Classification: Confidential Spreads are wide for Friday afternoon. Indicative levels below — Haze Trust EFTA01419256 Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 CUSIP: 060505DT8 102 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 CUSIP: 35906AAH1 105.75 x 107.50 Best, Darlene From: Richard Kahn [mailto: Sent: Friday, October 14, 2016 2:19 PM To: Vahe Stepanian Cc: Stewart Oldfield; Darlene Zong; Daniel Sabba Subject: Re: [C] EFTA01419257 can you please refresh quote thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel I= fax cell On Oct 11, 2016, at 9:09 AM, Vahe Stepanian e > wrote: Classification: Confidential Rich — two way markets are included below: Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 CUSIP: 060505DT8 EFTA01419258 102 x 103.25 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 CUSIP: 35906AAH1 107 x 108.1 Thank you, Vahe From: Richard Kahn [mailto: Sent: Friday, October 07, 2016 3:30 PM To: Vahe Stepanian; Daniel Sabba Cc: Stewart Oldfield Subject: can you please obtain bid ask to sell these bonds tuesday morning thank you and have a nice weekend Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 EFTA01419259 3,000,000 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel IM fax cell EFTA01419260 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01419261 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01419262