EFTA Document EFTA01419302

Subject: Fwd: Trade Report 7/13/2017 [C] From: Richard Kahn < Date: Wed, 26 Jul 2017 14:41:51 -0400 To: Vahe Stepanian < Cc: Darren Indyke <->, Jeanne Brennan <E >, Stewart Oldfield 1 > can you please provide bid / ask to sell this position thanks Begin forwarded message: From: Vahe Stepanian Subject: Trade Report 7/13/2017 [C] Date: July 13, 2017 at 11:19:00 AM EDT To: Richard Kahn < a> • field e >, Darren Indyke c >, Jeanne Brennan Classification: Confidential Darren - today you executed the following per our conversation in SFLLC: Sold to open 200 AMID Aug 13 Puts @ $0.759 Thank you, vahe Original Message From: Richard Kahn [mailto: Sent: Thursday, July 13, 2017 11:16 AM To: Vahe Stepanian < Cc: Stewart Oldfield < >; Darren Indyke <->; Jeanne Brennan yes thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel On Jul 13, 2017, at 11:11 AM, Vahe Stepanian > wrote: Classification: Confidential Darren, To clarify - I will call you to confirm the following order for SFLLC: Sell 200 AMD Aug 13 Puts @ $0.70 Thank you, Vahe EFTA01419302 Original Message From: Richard Kahn (mailto: Sent: Thursday, July 13, 2017 11:09 AM To: Vahe Stepanian <M > .field < l›; Darren Indyke <->; Jeanne Brennan Subject: Re: [C] AMD thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cel On Jul 13, 2017, at 11:07 AM, Vahe Stepanian < > wrote: Classification: Confidential What is ticker? Original Message From: Richard Kahn (mailto: Sent: Thursday, July 13, 2017 11:06 AM To: Vahe Stepanian Cc: Stewart Oldfield 5 l›; Darren Indyke <->; Jeanne Brennan Su ect: Re: C] we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please c onfirm with darren thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cel On Jul 13, 2017, at 10:57 AM, Vahe Stepanian > wrote: Classification: Confidential Hi Rich - Southern Financial can trade listed options, including sold puts. On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork t hat we would need on file before trading OTC options. Thank you, Vahe Original Message From: Richard Kahn (mailto: Sent: Thursday, July 13, 2017 10:27 AM To: Vahe Stepanian Cc: Stewart Oldfield 5 > Subject: are we equip to sell puts? Richard Kahn HBRK Associates Inc. EFTA01419303 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cel T- his communication may contain confidential and/or privileged information. If you are not the intend ed recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communicate on should not be regarded as such. T- his communication may contain confidential and/or privileged information. If you are not the intend ed recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communicati on should not be regarded as such. T- his communication may contain confidential and/or privileged information. If you are not the intend ed recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communicati on should not be regarded as such. T- his communication may contain confidential and/or privileged information. If you are not the intend ed recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communicati on should not be regarded as such. EFTA01419304