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sd-10-EFTA01420375Dept. of Justice

EFTA Document EFTA01420375

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Subject: RE: [C] From: Vahe Stepanian < Date: Thu, 13 Jul 2017 10:57:04 -0400 To: Richard Kahn Cc: Stewart Oldfield < Classification: Confidential Hi Rich - Southern Financial can trade listed options, including sold puts. On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork t hat we would need on file before trading OTC options. Thank you, vahe Original Message From: Richard Kahn [mailt0: Sent: Thursday, July 13, 2017 10:27 AM To: V

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Dept. of Justice
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sd-10-EFTA01420375
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