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sd-10-EFTA01420478Dept. of JusticeOther

EFTA Document EFTA01420478

Subject: Re: signed confirms (C From: Richard Kahn Date: Wed, 23 May 2018 Cc: Martin Zeman Paul Barrett Xavier Avila Davide-A Sferrazza < Stewart Oldfield Joshua Shoshan Jeanne Brennan Liam Osullivan Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell > On May 23, 2018, at 9:24 AM, Liam Osullivan ‘.. > wrote: > Classification: Confidential > Rich, > • Last week you returned the signed confirmations for the EURUSD options that were

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Subject: Re: signed confirms (C From: Richard Kahn Date: Wed, 23 May 2018 Cc: Martin Zeman Paul Barrett Xavier Avila Davide-A Sferrazza < Stewart Oldfield Joshua Shoshan Jeanne Brennan Liam Osullivan Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell > On May 23, 2018, at 9:24 AM, Liam Osullivan ‘.. > wrote: > Classification: Confidential > Rich, > • Last week you returned the signed confirmations for the EURUSD options that were

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: signed confirms (C From: Richard Kahn Date: Wed, 23 May 2018 Cc: Martin Zeman Paul Barrett Xavier Avila Davide-A Sferrazza < Stewart Oldfield Joshua Shoshan Jeanne Brennan Liam Osullivan Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell > On May 23, 2018, at 9:24 AM, Liam Osullivan ‘.. > wrote: > Classification: Confidential > Rich, > • Last week you returned the signed confirmations for the EURUSD options that were traded on 05/18. We amended the confirms to reflect the premium on each trade. We are required to have the attache d amended confirms signed. > I apologize for the inconvenience. > • Please contact us with any questions. > • Thank you, > Liam > • Liam O'Sullivan > AVP I Key Client Partners - US > • DB Securities Inc > Deutsche Bank Wealth Management > 345 Park Avenue 10154-0004 New York, NY, USA > Tel. > Email > KCP products and services are intended and available only for persons who are sophisticated instit utional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in eva luating, the ideas and products discussed herein. Trades and transactions are subject to relevant in ternal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partn ers (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or re distribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the par t of DBSI or any of its affiliates. Original Message > From: Richard Kahn (mailto: > Sent: Thursday, Ma 17 2018 2:50 PM > To: Martin Zeman ; Paul Barrett ; Xavier Avila <x [email protected]>; Davide-A Sferrazza < >; Stewart Oldfield <stewart.oldfi eld8db.com>• Joshua Shoshan < >; Jeanne ›; Liam Osullivan < Brennan < EFTA01420478 > Subject: signed confirms > > > > > Richard Kahn > HBRK Associates Inc. > 575 Lexington Avenue 4th Floor > New York, NY 10022 > tel > fax > cell > > > > > This communication may contain confidential and/or privileged information. If you are not the inte nded recipient (or have received this communication in error) please notify the sender immediately a nd destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. > > Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. > > Deutsche Bank does not render legal or tax advice, and the information contained in this communica tion should not be regarded as such. > <fax-2018-05-16-053509.pdf><fax-2018-05-16-053210.pdf><fax-2018-05-16-052609.pdf> EFTA01420479

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From: Richard Kahn Sent: 5/23/2018 5:00:13 PM CC: Martin Zeman I I; Paul Barrett [ I; Xavier Avila ; Davide-A Sferrazza ; Stewart Oldfield ;Joshua Shoshan ;Jeanne Brennan Liam Osullivan [[email protected] Subject: Re: signed confirms [CI Attachments: doc03178020180523085808.pdf Richard Kahn > on May 23, 2018, at 9:24 AM, Liam Osullivan wrote: > • Classification: Confidential > Rich, > • Last week you returned the signed confirmations for the EURUSD options that were tra

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<image001.gif> Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of and exercising independent judgment in evaluating, the ideas and products discus

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