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sd-10-EFTA01421324Dept. of JusticeOther

EFTA Document EFTA01421324

Subject: RE: Caterpillar KYC I C From: Liam Osullivan Date: Thu, 01 Nov 2018 17:43:05 -0400 To: Stewart Oldfield Richard Iaross' Cc: Bradley Gillin Classification: Confidential Thanks. From: Stewart Oldfield Sent: Thursday, Nove Cc: Bradley Gillin Subject: RE: Caterpillar KYC [I] Liam Osullivan This is just to memorialize that this will happen at some point. Probably closer to end of year. Nothing to do now. Thanks From: Richard Iarossi Sent: Thursday, No To: Liam Osullivan Cc

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Dept. of Justice
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sd-10-EFTA01421324
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Subject: RE: Caterpillar KYC I C From: Liam Osullivan Date: Thu, 01 Nov 2018 17:43:05 -0400 To: Stewart Oldfield Richard Iaross' Cc: Bradley Gillin Classification: Confidential Thanks. From: Stewart Oldfield Sent: Thursday, Nove Cc: Bradley Gillin Subject: RE: Caterpillar KYC [I] Liam Osullivan This is just to memorialize that this will happen at some point. Probably closer to end of year. Nothing to do now. Thanks From: Richard Iarossi Sent: Thursday, No To: Liam Osullivan Cc

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Subject: RE: Caterpillar KYC I C From: Liam Osullivan Date: Thu, 01 Nov 2018 17:43:05 -0400 To: Stewart Oldfield Richard Iaross' Cc: Bradley Gillin Classification: Confidential Thanks. From: Stewart Oldfield Sent: Thursday, Nove Cc: Bradley Gillin Subject: RE: Caterpillar KYC [I] Liam Osullivan This is just to memorialize that this will happen at some point. Probably closer to end of year. Nothing to do now. Thanks From: Richard Iarossi Sent: Thursday, No To: Liam Osullivan Cc: Bradley Gillin Subject: Caterpillar KYC [I] Classification: For internal use only Hi Liam, Stewart Oldfield Please see the attached KYC for 2017 Caterpillar Trust which will be looking to open a new brokerage account. EFTA01421324 Thanks, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 +1 212 454-4577 [email protected] Securities offered through Deutsche Bank Securities Inc. EFTA01421325

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