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sd-10-EFTA01421873Dept. of JusticeOther

EFTA Document EFTA01421873

Subject: RE: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] From: Stewart Oldfield ca. Date: Mon, 26 Feb 2018 10:57:35 -0500 To: Davide-A Sferrazza Were you able to get the OTC numbers? Thanks From: Davide-A Sferrazza Sent: Tuesday, February 20, 2018 4:29 PM To: Stewart Oldfield Cc: Xavier Avila ; Martin Zeman < >• Joshua Shoshan ; Liam Osullivan Subject: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] Classification: Confidential Stew, Please

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sd-10-EFTA01421873
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Subject: RE: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] From: Stewart Oldfield ca. Date: Mon, 26 Feb 2018 10:57:35 -0500 To: Davide-A Sferrazza Were you able to get the OTC numbers? Thanks From: Davide-A Sferrazza Sent: Tuesday, February 20, 2018 4:29 PM To: Stewart Oldfield Cc: Xavier Avila ; Martin Zeman < >• Joshua Shoshan ; Liam Osullivan Subject: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] Classification: Confidential Stew, Please

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Subject: RE: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] From: Stewart Oldfield ca. Date: Mon, 26 Feb 2018 10:57:35 -0500 To: Davide-A Sferrazza Were you able to get the OTC numbers? Thanks From: Davide-A Sferrazza Sent: Tuesday, February 20, 2018 4:29 PM To: Stewart Oldfield Cc: Xavier Avila ; Martin Zeman < >• Joshua Shoshan ; Liam Osullivan Subject: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] Classification: Confidential Stew, Please see attached for 2018 YTD brokerage revenues for the Southern Financial Relationship. Working on putting together something that captures OTC trades as well (FX and Rates). Let us know if any questions, thanks! Regards, Davide {cid:[email protected]} Davide Sferrazza EFTA01421873 Analyst I Key Client Partners Deutsche Deutsche 345 Park Tel. Mobile Email Bank Securities, Inc. Bank Wealth Management Avenue, 10154-0004 New York, NY, USA EFTA01421874

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