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sd-10-EFTA01421919Dept. of JusticeOther

EFTA Document EFTA01421919

Subject: 9-20-2017 meetin @ 9:30am From: Richard Kahn Date: Tue, 19 Sep 2017 16:06:15 -0400 To: Stewart Oldfield Cc: Alpha Group Capital > please confirm address and floor for tomorrows meetingthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Begin forwarded message: From: Stewart Oldfield Subject: RE: trading mtg reschedule - wk of 9/18 Date: September 6, 2017 at 5:13:03 PM EDT To: Richard Kahn a> Likely same group as be

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sd-10-EFTA01421919
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Subject: 9-20-2017 meetin @ 9:30am From: Richard Kahn Date: Tue, 19 Sep 2017 16:06:15 -0400 To: Stewart Oldfield Cc: Alpha Group Capital > please confirm address and floor for tomorrows meetingthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Begin forwarded message: From: Stewart Oldfield Subject: RE: trading mtg reschedule - wk of 9/18 Date: September 6, 2017 at 5:13:03 PM EDT To: Richard Kahn a> Likely same group as be

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Subject: 9-20-2017 meetin @ 9:30am From: Richard Kahn Date: Tue, 19 Sep 2017 16:06:15 -0400 To: Stewart Oldfield Cc: Alpha Group Capital > please confirm address and floor for tomorrows meetingthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Begin forwarded message: From: Stewart Oldfield Subject: RE: trading mtg reschedule - wk of 9/18 Date: September 6, 2017 at 5:13:03 PM EDT To: Richard Kahn a> Likely same group as before, although Xavier may be traveling Dan Kaiser — US head of Key Client Partners Xavier Avila — Latam head of Key Client Partners (will add to any discussion about EM trading) Martin Zeman — KCP head of trading I will be there as well, along with either Matt Glassman or Vahe on the KCP coverage side. EFTA01421919 From: Richard Kahn [mailto: Sent: Wednesday, September 06, 2017 12:52 PM To: Stewart Oldfield e > Subject: Re: trading mtg reschedule - wk of 9/18 wed sep 20th works can you please confirm participants thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Sep 5, 2017, at 3:43 PM, Stewart Oldfield e > wrote: Rich, Hope you enjoyed the long weekend. Thanks for persisting in getting everyone in a room to talk about your new trading set up. Do any of these times work the week of the 18th? EFTA01421920 Mon 9/18: 12:30pm — 3:30pm Tues 9/19: 9am — 10am Wed 9/20: 9am — 10am <image002.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile blackberry Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01421921 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01421922

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