EFTA Document EFTA01422069

Subject: Follow-up From: Nadean Novogratz ‹ > Date: Thu, 26 Jul 2018 17:01:05 -0400 To: Paul Barrett Cc: Martin Zeman Stewart Oldfield Xavier Avila Davide-A Sferrazza Devin Anderson Hi Paul, Great to meet you over the phone today and discuss our derivatives offerings / market color. As mentioned, Southern Financial is fully onboarded to trade OTC equity derivatives here. We've reviewed our docs for listed options and just need 2 simple forms completed (attached). They are pretty st