EFTA Document EFTA01423542

Subject: Re: Assistance tion of KYC Case#IIIIIIII From: Daphne Cales Date: Mon, 24 Sep 2018 06:49:37 -0400 To: Vijay-A Sawant Bradley Gillin Cc: Stewart Oldfield Richard Iarossi Mayur Rathod Vinita Advan' Brad, This is the only thing missing. Once received it will be approved. DC Sent from my iPhone On Sep 24, 2018, at 4:56 AM, Vijay-A Sawant > Good Morning Stewart, Hope you are well!! wrote: We require your assistance today on rejection point 9, highlighted in yellow below — Case #: • • • SOUTHERN FINANCIAL RELATIONSHIP Customer Name: ustomer Number: Reason for Rejectill'lease provide ID for (KG — RESOLVED) 2) Please provide full signing authority document for Neptune LLC. (KG — RESOLVED) 3) Please re-run research for Jeffrey Epstein & Erike Kellerhals with the country as Virgin Islands, US. (KG - RESOLVED) 4) The google search for Darren Indyke has a few negative articles regarding Jeffrey Epstein's foundation and also has court cases against Jeffrey Epstein. Please address them under section 4D "Please summarize any negative EFTA01423542 results from the database searches indicated above:" (KG — RESOLVED) 5) Please indicate where we can locate the IDs for Darren Indyke and Richard D Kahn. (KG — RESOLVED) 6) Please provide the FinCEN CDD Form. (KG — RESOLVED) 7) Due to recent DB Force enhancements, all structured country fields (i.e., those converted to drop downs and multi pick lists) must be populated in the KYC Wizard. Please ensure these fields are completed for all KYC parties. (KG — RESOLVED (will know if it is indeed resolved when we try to approve)) 8) Please explain in detail the purpose of each account. You can add this in the "What is the purpose of the account. (KG — RESOLVED) 9) Please provide SOW verification. (KG — UNRESOLVED. Please provide SOW verification for Karyna Shuliak. Based on Lexis Nexis, she holds a Does she practice? Does she still work at As per the last a roved KYC for Kar na Shuliak, her only SOW company , on whom we have done a researc . owever as Der t e atest esearc report ran on Karyna, shows that she holds a of US. This report also evidences that she is and her listed address, DOB & first 5 numbers of the SSN number matches with her profile, refer Pgs 4 & 5 from the re ort. Last approved KYC (la lists Karyna's payslip from for the month of June 2017 as SOW evidence, also attached in this email for reference. In light of the above, kindly provide the following : More info on Karyna's i.e. please confirm whether her contributes 25% or more of her income, from SOW perspective, so researches can be run accordingly. Finally, kindly confirm that she continues to work for III and this is still part of her SOW? Request you to kindly provide response to this query at the earliest convenience so we can re-submit this case at the earliest, as this is the only unresolved rejection point in this case, thanks. EFTA01423543 Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East Mumbai - 400063 , India Tel. Mobile <Karyna Shuliak_Source of Wealth.pdf> <Karyna Shuliak_Source of Wealth_2.pdf> <Research Karyna Shuliak 2018.pdf> EFTA01423544