EFTA Document EFTA01423955

Subject: Re: CIB Offboard [C] From: Stewart Oldfield ‹ > Date: Mon, 15 Apr 2019 12:36:12 -0400 To: Ana Hunter Cc: Liam Osullivan Monica Gilkinson No worries. Thanks Stewart Oldfield, CFA, CAIA Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 15, 2019, at 12:33 PM, Ana Hunter a wrote: > Thank you, apologies for the short turnaround. We just got a list of over 500 from CIB to be actioned today. Kind regards, <image001.png> Ana Hunter Deutsche Bank Wealth Management EFTA01423955 5022 Gate Parkway, Suite 400, Jacksonville, FL 32256 - USA Tel.: + 1 Email: From: Liam Osullivan Sent: Monday, April 15, 2019 12:16 PM To: Stewart Oldfield Ana Hunter •c e" Cc: Monica Gilkinson an Armen Brash affle Subject: RE: CIB Offboard [C] Classification: Confidential There are no open trades. Thanks From: Stewart Oldfield Sent: Monday, April 15, To: Ana Hunter Cc: Monica Gilkinson Subject: Re: CIB Offboard Osullivan >; Armen Brash I think we closed out the last CIB trade they had, in which case we can off board. EFTA01423956 Liam - please confirm. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Apr 15, 2019, at 11:59 AM, Ana Hunter a wrote: Hi — the below client ended up on the CIB offboard list. Client will be offboarded today unless you confirm we need to retain. EFTA01423957 Please confirm: SOUTHERN FINANCIAL, LLC Kind regards, <image001.png> Ana Hunter Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, Jacksonville, FL 32256 - USA Tel.: + 1 Email: EFTA01423958