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sd-10-EFTA01424133Dept. of JusticeOther

EFTA Document EFTA01424133

Subject: Re: Apple transfer to Merrill Lynch [C] From: Richard Kahn < M> Date: Thu, 30 Mar 2017 11:46:24 -0400 To: Tazia Smith Cc: Stewart Oldfield Jeanne Brennan Vahe Stepanian Transfer is t plus 3. Regular settlement. Will have signed soon and send over. Thanks. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone Fax Cell On Mar 30, 2017, at 10:58 AM, Tazia Smith e > wrote: Classification: Confidential Received. Per our conversation, ple

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sd-10-EFTA01424133
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Subject: Re: Apple transfer to Merrill Lynch [C] From: Richard Kahn < M> Date: Thu, 30 Mar 2017 11:46:24 -0400 To: Tazia Smith Cc: Stewart Oldfield Jeanne Brennan Vahe Stepanian Transfer is t plus 3. Regular settlement. Will have signed soon and send over. Thanks. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone Fax Cell On Mar 30, 2017, at 10:58 AM, Tazia Smith e > wrote: Classification: Confidential Received. Per our conversation, ple

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Subject: Re: Apple transfer to Merrill Lynch [C] From: Richard Kahn < M> Date: Thu, 30 Mar 2017 11:46:24 -0400 To: Tazia Smith Cc: Stewart Oldfield Jeanne Brennan Vahe Stepanian Transfer is t plus 3. Regular settlement. Will have signed soon and send over. Thanks. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone Fax Cell On Mar 30, 2017, at 10:58 AM, Tazia Smith e > wrote: Classification: Confidential Received. Per our conversation, please confirm with your Merill advisor what the settlement date is over there? Do not want JE to be DK'd by them if transfer/settlement dates don't match. I'll move forward with the ops team on our side and follow up with any questions. Thank You, Tazia From: Richard Kahn [mailto: Sent: Thursday, March 30, 2017 10:52 AM To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan Subject: Apple transfer to Merrill Lynch EFTA01424133 Can you please transfer 100,000 shares from southern financial Llc to Merrill southern trust account 1. Please send shares to DTCC Participant # 2251 Agent ID 26320 FFC 603118.1 Southern Trust Company, Inc. Please call me with any questions. Thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone Fax Cell This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the EFTA01424134 material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01424135

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