EFTA Document EFTA01424241

Subject: RE: Remediation 2015-2016 ACO queries.xlsx [I] From: Alastair Mackinlay < 1= > Date: Wed, 01 Feb 2017 11:45:23 -0500 To: Vahe Stepanian Isabel-A Gonzalez Cc: Stewart Oldfield lain Macara Christopher Wh Nina Tona Classification: For internal use only I also don't have access to Aspen but believe the entity in aspen is actually PWM US Southern Financial LLC,US. Isabel - Are you able to check with the sales reporting team to get more details on Southern Financial Group INC,US.