EFTA Document EFTA01424328

Subject: RE: Goldman MM Requests for Stew Oldfield [I] From: Stewart Oldfield Date: Fri, 24 Feb 2017 11:03:55 -050 To: Darlene Zong Cc: Andrew King Classification: For internal use only Will ask him. No major rush either way. Thanks From: Darlene Zong Sent: Friday, February 24, 2017 11:03 AM To: Stewart Oldfield Cc: Andrew King Subject: FW: Goldman MM Requests for Stew Oldfield [I] Classification: For internal use only Hi Stew, I'm more than happy to help.. but will have to wait on my access to AIS if I'm the one to initiate the doc request. Can Josh help on Epstein? Best, Darlene From: Zbynek Kozelsky Sent: Friday, February 24, 2017 10:57 AM To: Darlene Zong Cc: Joseph Dursi; Andrew King Subject: RE: Goldman MM Requests for Stew Oldfield [I] EFTA01424328 Classification: For internal use only D, Will follow up on the access. Epstein is KCP hence KCP should be covered by KCP. fcid:[email protected] Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. Emai All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. From: Darlene Zong Sent: Friday, February 24, 2017 10:47 AM EFTA01424329 To: Zbynek Kozelsky Cc: Joseph Dursi; Andrew King Subject: RE: Goldman MM Requests for Stew Oldfield [I] Classification: For internal use only Hi Ziggy, I still don't have access to AIS. And as discussed, since the sales was initiated by ISG on advisory product and it can be booked to ISG should sales complete, can ISG submit the requests in these two cases? I'm more than happy to help but just don't want to hold up the process. Best, Darlene From: Andrew King Sent: Friday, February 24, 2017 10:31 AM To: Darlene Zong Cc: Joseph Dursi; Zbynek Kozelsky Subject: Goldman MM Requests for Stew Oldfield [I] Classification: For internal use only Darlene, Stew would like to send Goldman MM docs to Southern Financial and Tisch (TFMG). Given that they are both KCP clients, would you mind asking your team to submit the requests? Please let me know if you need any additional info. EFTA01424330 Best regards, Andrew King {cid:[email protected]} Andrew King, CFA Vice President I Investment Solutions Group Deutsche Deutsche 345 Park Tel. Fax Mobi Emai Bank Securities Inc. Bank Wealth Management Avenue, New York, NY 10154 fcid:[email protected] EFTA01424331