EFTA Document EFTA01424579

Subject: FW: Individual Self-Certification Form [I] From: Stewart Oldfield Date: Tue, 24 May 2016 14:22:42 -0400 To: Cynthia Rodriguez <a, Brianna Fowler Classification: For internal use only Let's see what Armen comes back with. May need to do a little sleuthing. JE has a lot of accounts here. From: Armen Brash Sent: Tuesday, May 24, 2016 2:15 PM To: Stewart Oldfield Subject: RE: Individual Self-Certification Form [I] A few things 1) Account #s need to be populated on these 2) The need to be signature verified 3) You must complete the RM affirmation (attached) for each account holder We also need to track down the entity ones - he never sent them to me, but in the email he says he sent to Aracely.... He may have sent to Cynthia... Best, Armen {cid:[email protected]} PROT0 Armen Brash Director Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobi Emai fcid:[email protected] From: Stewart Oldfield Sent: Tuesday, May 24, 2016 1:39 PM To: Armen Brash Subject: RE: Individual Self-Certification Form [I] Thanks. What do I need to do? From: Armen Brash Sent: Tuesday, May 24, 2016 12:10 PM To: Stewart Oldfield Subject: FW: Individual Self-Certification Form [I] Best, PROT1 Armen fcid:[email protected] Armen Brash Director Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York NY USA Tel. Mobi Email fcid:[email protected] From: Paul Morris Sent: Monday, May 09, 2016 3:00 PM To: Aracely Sanchez Cc: Armen Brash Subject: FW: Individual Self-Certification Form [I] Hi Aracely, I was hoping these could be added to DB Force, will send over some entity next. Best, From: Richard Kahn [mailto: Sent: Monday, May 02, 2016 4:43 PM To: Paul Morris Subject: Fwd: Individual Self-Certification Form PROT2 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa cel Begin forwarded message: From: Bebe Avdiu Subject: Individual Self-Certification Form Date: April 29, 2016 at 2:30:44 PM EDT To: Richard Kahn a Please see attached. Thanks! PROT3 Bebe Avdiu Legal Assistant DARREN K. INDYKE, PLLC 575 Lexington Avenue, 4th Floor New York, New York 10022 Telephone: The information contained in this communication is confidential, may be attorney-client privileged, and is intended only for the use of the addressee. It is the property of Darren K. Indyke, PLLC. Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail, and destroy this communication and all copies thereof, including all attachments. PROT4 Copyright of Darren K. Indyke, PLLC - 0 2016 Darren K. Indyke, PLLC - All rights reserved. 4c******* PROT5