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sd-10-EFTA01425007Dept. of JusticeOther

EFTA Document EFTA01425007

Subject: FW: Southern Financial - AUM example [I] From: Stewart Oldfield Date: Thu, 11 Oct 201 1•: 2:12 -•4• • To: Donna Kerrigan < FYI, KCP brokerage (and also AG deposits) don't seem to be flowing into GMIS CBV data. NNA data seems to be unaffected From: Bradley Gillin Sent: Thursday, October 11, 2018 10:19 AM To: Stewart Oldfield <= > Subject: Southern Financial - AUM example [I] Classification: For internal use only Both N4G023804 and N4G026161 account balances have been removed fr

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Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01425007
Pages
2
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0
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Subject: FW: Southern Financial - AUM example [I] From: Stewart Oldfield Date: Thu, 11 Oct 201 1•: 2:12 -•4• • To: Donna Kerrigan < FYI, KCP brokerage (and also AG deposits) don't seem to be flowing into GMIS CBV data. NNA data seems to be unaffected From: Bradley Gillin Sent: Thursday, October 11, 2018 10:19 AM To: Stewart Oldfield <= > Subject: Southern Financial - AUM example [I] Classification: For internal use only Both N4G023804 and N4G026161 account balances have been removed fr

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: FW: Southern Financial - AUM example [I] From: Stewart Oldfield Date: Thu, 11 Oct 201 1•: 2:12 -•4• • To: Donna Kerrigan < FYI, KCP brokerage (and also AG deposits) don't seem to be flowing into GMIS CBV data. NNA data seems to be unaffected From: Bradley Gillin Sent: Thursday, October 11, 2018 10:19 AM To: Stewart Oldfield <= > Subject: Southern Financial - AUM example [I] Classification: For internal use only Both N4G023804 and N4G026161 account balances have been removed from our GMIS reports. GMIS: Account Balances: Regards, Brad EFTA01425007 Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York NY 10154 Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. EFTA01425008

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