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sd-10-EFTA01425138Dept. of JusticeOther

EFTA Document EFTA01425138

Subject: FW: Wire Requests C From: Liam Osullivan < Date: Fri, 11 Jan 2019 15:17:29 -0500 To: Stewart Oldfield Classification: Confidential From: Bella Klein [mailto: Sent: Friday, January 11. 2019 11:31 AM To: Liam Osullivan < Cc: Davide-A Sferrazza <= >; Richar Subject: Re: Wire Requests [C] Corrected request, please disregard prior email Thank you, Bella ; Darren Indyke Tel: On Jan 11, 2019, at 11:18 AM, Bella Klein a wrote: Liam, Please process the attached wire and after

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sd-10-EFTA01425138
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Subject: FW: Wire Requests C From: Liam Osullivan < Date: Fri, 11 Jan 2019 15:17:29 -0500 To: Stewart Oldfield Classification: Confidential From: Bella Klein [mailto: Sent: Friday, January 11. 2019 11:31 AM To: Liam Osullivan < Cc: Davide-A Sferrazza <= >; Richar Subject: Re: Wire Requests [C] Corrected request, please disregard prior email Thank you, Bella ; Darren Indyke Tel: On Jan 11, 2019, at 11:18 AM, Bella Klein a wrote: Liam, Please process the attached wire and after

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Subject: FW: Wire Requests C From: Liam Osullivan < Date: Fri, 11 Jan 2019 15:17:29 -0500 To: Stewart Oldfield Classification: Confidential From: Bella Klein [mailto: Sent: Friday, January 11. 2019 11:31 AM To: Liam Osullivan < Cc: Davide-A Sferrazza <= >; Richar Subject: Re: Wire Requests [C] Corrected request, please disregard prior email Thank you, Bella ; Darren Indyke Tel: On Jan 11, 2019, at 11:18 AM, Bella Klein a wrote: Liam, Please process the attached wire and after close account EFTA01425138 Thank you, Bella Tel: On Jan 11, 2019, at 10:57 AM, Liam Osullivan < wrote: Classification: Confidential Good morning, The balance is $670,009.42. Thank you, Liam EFTA01425139 From: Bella Klein [mailto: Sent: Friday, Januar 11, 2019 10:55 AM To: Liam Osullivan Cc: Davide-A Sferrazza Richar Subject: Re: Wire Requests [C] Liam, Please confirm balance in the account N4G-024968 Thank you, Bella Tel: Darren Indyke On Jan 10, 2019, at 5:02 PM, Liam Osullivan wrote: Classification: Confidential Bella, EFTA01425140 The wire requests have been processed: The Haze Trust $6,000,000 61Q8151C008299 Southern Trust Co $4,000,000 61Q8151C009167 Southern Financial LLC $8,000,000 61Q8153C007888 Thank you, Liam Fed Fund Reference #: Fed Fund Reference #: Fed Fund Reference #: EFTA01425141 {cid:[email protected]} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email KCP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactionsare subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Key Client Partners group (KCP). Material herein regarding KCP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the KCP Americas desk may include investment recommendations and brokerage advice, KCP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through KCP are offered only on a non-advisory basis. EFTA01425142 This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01425143 EFTA01425144

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Subject: Re: Wire Requests [C] From: Bella Klein a> Date: Fri, 11 Jan 2019 17:19:47 -0500 To: Liam Osullivan Cc: Davide-A Sferrazza Darren Indyke Richard Kahn Martin Zeman Stewart Oldfield Thank you! Thank you, Bella On Jan 11, 2019, at 5:01 PM, Liam Osullivan a wrote: > Classification: Confidential Bella, The funds have been sent. Fed Fund Reference #: ■ Have a great weekend. Thank you, Liam EFTA01432190 From: Bella Klein [mailto: Sent: Friday, Januar 11, 2019 11:31 AM T

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Subject: Re: SFL LLC [C] From: Richard Kahn <ME > Date: Wed, 19 Dec 2018 10:45:12 -0500 To: Liam Osullivan Cc: Stewart Oldfiele>, Darren Indyke thank you for update on fills Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell On Dec 19, 2018, at 10:44 AM, Liam Osullivan Classification: Confidential Richard and Darren, You sold the following in the SFLLC account: 1) Sell 25,000 GE - sold at 7.59619 2) Sell 1

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Subject: Re: DB Jeepers Glen Dubin 08-10-18.pdf [C] From: Bella Klein a> Date: Fri, 10 Aug 2018 14:03:54 -0400 To: Liam Osullivan Cc: Richard Kahn Darren Indyke Davide-A Sferrazza Stewart Oldfield Great Thank you, Bella Tel: 212-971-1307 On Aug 10, 2018, at 2:02 PM, Liam Osullivan ‹ > wrote: Classification: Confidential Bella, The funds have been sent. Fed Fund Reference #: B1Q8152C005730 Have a great weekend. Thank you, Liam Liam O'Sullivan AVP 1 Key Client Partners - US D

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Subject: Re: STC wire [C] From: Bella Klein <MIN > Date: Thu, 14 Feb 2019 15:02:59 -0500 To: Liam Osullivan Cc: Richard Kahn Darren Indyke Stewart Oldfield Thank you Thank you, Bella Tel: On Feb 14, 2019, at 2:26 PM, Liam Osullivan wrote: Classification: Confidential Bella, The transfer has been processed. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logogrey.gif} Liam O'Sullivan Investments & Trading I Institutional Wealth Partners DB Securities Inc Deu

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Subject: RE: DB Jeepers Glen Dubin 08-10-18.pdf [C] From: Liam Osullivan Date: Fri, 10 Aug 2018 14:02:00 -0400 To: Bella Klein Cc: Richard Kahn Darren Indyke Davide-A Sferrazza Stewart Oldfield Classification: Confidential Bella, The funds have been sent. Fed Fund Reference #: Have a great weekend. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park

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