EFTA Document EFTA01425355

Subject: FW: Client event: Frieze LA - Invitations now available [C] From: Stewart Oldfield Date: Mon, 26 Nov 2018 19:22:58 -0500 To: Sarah Rafferty < Cc: Bradley Gillin < Richard Iarossi Monica Gilkinson Bcc: Over-inviting as usual. My guess is I will have 5-10 clients/prospects there. Thanks Monda November 26, 2018 From: WMMarketing Americas [mailto: Ser To: Cc: Melissa Pressley a; Ana A Zamora ; Bernadette Reyes Sarah Rafferty <[email protected]> Subject: Client event: Frieze LA - Invitations now available [C] Classification: Confidential As you are aware, the launch of Frieze LA is scheduled for Feb 14-17 at Paramount Studios and will gives us a great opportunity to build our West Coast presence. In terms of size, it will be about half the size of Frieze NY. We have so much interest that we are not concerned about using all our tickets but we would like to make sure we use them as an opportunity to get to top prospects (especially prospects WM would like to meet), CIBs top clients and prospects, and leveraging our partners for their best connections for new prospects (Frieze, Endeavor, LUX, Merkle etc as well). EFTA01425355 Similar to the NY and London fairs, we have the ability to organize visits for groups that we want to expand our relationship (e.g. such as an influential arts board from LA, SF or Seattle). As previously mentioned, the fair size in LA is significantly smaller in size and number of galleries in relation to both London & New York. Please note below ticket numbers allocated by time (11am or 2pm). We will provide more detailed information when we receive it from Frieze. Nomination, Invitation and RSVP process Nominations can be submitted using the attached template. Please submit your nominations to Sarah by Friday, November 30. At that time, we will review with management and invitations will be distributed. Invitations will be electronic only. RSVPs will be managed through a registration system, Eventogy. This new online system (same used for Frieze London) has a different look and feel, and should provide a much better client experience. Ticket structure & allocations Following the success of two VIP days in New York and London, the Frieze team will continue this format in Los Angeles: Preview Day — Thursday, February 14 (Valentine's Day) and Preview & Private View — Friday, February 15. Public Days, Saturday February 16 and Sunday, February 17. Compliance As long as you are not aware of any potential issues and the client meets the below criteria, entering in Compliance for approval can occur when they EFTA01425356 confirm attendance. If you have any questions or concerns, please contact the ABC group directly. Concur ID USD pp cost Ticket allocaton Frieze Los Angeles Dinner or Reception & Preview 3VRH $430.00 60 Preview 3VRJ $230.00 11am — 95 2pm - 95 Private View 3VXV $230.00 EFTA01425357 11am — 125 2pm - 125 Day ticket 3VRL $145.00 225 https://www.concursolutions.com/Expense/Request/default.asp Criteria: Invitees should be limited to the wealth management client (or prospect) and/or their family members No sensitive counterparts (including public officials, regulatory agencies, etc.) DB payment of client travel & accommodation is not permitted Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB). Prospective business is ok — general relationship building. Please contact Sarah Rafferty if you have any questions. Thank you. fcid:80063086-E6B1-464A-83C1-C22D037DB24E@lanl Marketing, Wealth Management—Americas EFTA01425358 Deutsche Bank Wealth Management Sarah Rafferty, Head Melissa Pressley Bernadette Reyes Ana Zamora deutschewealth.com fhttps://brandportal.intranet.db.com/img/modules/positive_impact_ENG.gifl This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01425359