EFTA Document EFTA01425970

Subject: Assistance R it in R lvin Rejection Points KYC # - 01977700 From: Vijay-A Sawant Date: Mon, 10 Sep 2018 08:21:12 -0400 To: Stewart Oldfield Cc: Bradley Gillin Richard Iaross Mayur Rathod < Good Morning Stewart, We are in receipt of following rejection points for Gratitude America Ltd, see my comments in red fonts - Your KYC has been rejected. Case #: 01977700 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Gratitude America Ltd Customer Number: 00000499760 Reason for Rejection:The case was not reviewed in its entirety due to the below issues. Once this has been resolved, we will review the case. This will now be treated as an EDR. 1) As per the 2015 Form 990 (attached to the KYC by AFC), BV70 LLC donated $10MM to this foundation and thus making them a "significant Donor". We need to fully KYC this entity. Please provide the required documentation and information. — As per attached Form 990 (from 2015), we can see that entity BV70, LLC donated $10 million to Gratitude. Kindly confirm whether this donation constitutes 10% or more of the Gratitude's total assets? If yes, we would require constitutional docs for BV70, LLC (i.e constitutional docs, formation docs, ownership details, etc) 2) Please provide ExCo approval as this is now an EDR. — Please provide since this is an EDR. 3) Please provide the FinCEN form. — If BV70, LLC is to be considered as UBO as per point 1, then revised CDD form required with updated section c. To view the KYC click here https://dbforcepb.my.salesforce.com/- 5000e00001N005H EFTA01425970 Thanks & Regards {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobil {cid:1 [email protected]} Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, Bl, DB Centre Mumbai Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063 India Tel.: Email: EFTA01425971