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sd-10-EFTA01426318Dept. of JusticeOther

EFTA Document EFTA01426318

Subject: self certification form From: Stewart Oldfield 4 > Date: Wed, 25 May 2016 17:09:26 -0400 To: Richard Kahn ‹ > Bcc: Rich, Good to catch up this morning, thanks again for your time. I'm looking forward to working more closely together. I have the attached self certification form that I have for JE's personal account, but I don't have the other ones you sent for the trading entities. I can probably dig them out of Paul's email somehow, but please resend if you have them handy. W

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Subject: self certification form From: Stewart Oldfield 4 > Date: Wed, 25 May 2016 17:09:26 -0400 To: Richard Kahn ‹ > Bcc: Rich, Good to catch up this morning, thanks again for your time. I'm looking forward to working more closely together. I have the attached self certification form that I have for JE's personal account, but I don't have the other ones you sent for the trading entities. I can probably dig them out of Paul's email somehow, but please resend if you have them handy. W

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Subject: self certification form From: Stewart Oldfield 4 > Date: Wed, 25 May 2016 17:09:26 -0400 To: Richard Kahn ‹ > Bcc: Rich, Good to catch up this morning, thanks again for your time. I'm looking forward to working more closely together. I have the attached self certification form that I have for JE's personal account, but I don't have the other ones you sent for the trading entities. I can probably dig them out of Paul's email somehow, but please resend if you have them handy. Will let you know if I get hold of them in the meantime. Also as discussed, the deposit account below was flagged as being dormant for the last 24 months. I will get the form in the next day or so that you can sign to take it out of dormant status. Date Account Number Client Dormant / Inactive Banking Officer Primary Officer Response Date EFTA01426318 5/23/2016 4...763 SOUTHERN TRUST COMPANY, INC dormant Stewart Oldfield Paul Morris 6/3/2016 Let me know if there's anything else I can do to be helpful. Once Brad, Cynthia and Anna on my team have access to your accounts in our systems, I will introduce you to them via email so you know who else can help you with any account issues in my absence. And whenever it makes sense, I'm looking forward to getting together with Jeffrey in NY. Thanks again, Stew Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile 917 209-0686 blackberry Email EFTA01426319 Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01426320

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