EFTA Document EFTA01426805

Subject: RE: KYC remediation project I HR overdues From: Corinna-A Reibchen <inisimmumilsamigle Date: Tue, 18 Sep 2018 16:40:53 -0400 To: Stewart Oldfield Cc: Emily Craig Dian Stoiano Bradley Gill Richard Iaro Dear Stewart, I hope you're doing well. We just wanted to send you a short note to see if we could schedule a follow-up with you and your team regarding the outstanding HR cases. I've prepared an updated document for your review. We are happy to schedule at your convenience for this week or next week. I look forward to hearing back from you. Kind Regards, Corinna Corinna Reibchen KYC remediation project +4915294280986 From: Stewart Oldfield Sent: Tuesday, August 28, 2018 11:15 PM To: Corinna-A Reibchen <[email protected]> Cc: Emily Craig <[email protected]>; Dian Stoianov <[email protected]>; EFTA01426805 Bradley Gillin <[email protected]>; Richard Iarossi <[email protected]> Subject: Re: KYC remediation project I HR overdues Sounds good. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile 917 209-0686 Email Securities offered through Deutsche Bank Securities Inc. On Aug 28, 2018, at 4:56 PM, Corinna-A Reibchen <[email protected]> wrote: EFTA01426806 Dear Stewart, Thanks for your prompt response. How about 11am? Best, Corinna Corinna Reibchen KYC remediation project +4915294280986 From: Stewart Oldfield Sent: Tuesday, August 28, 2018 4:49 PM To: Corinna-A Reibchen <[email protected]> Cc: Emily Craig <[email protected]>; Dian Stoianov <[email protected]>; Bradley Gillin <[email protected]>; Richard Iarossi <[email protected]> Subject: Re: KYC remediation project I HR overdues Happy to chat tmw to understand the full scope. It's my first day back from MTA, and Brad is on his this week and next. Rich just joined our team as well. So not sure we will have all answers tmw, but let's chat so I know what you need. Anytime after 10am NY time should be fine. Thanks Stewart Oldfield, CFA, CAIA Director EFTA01426807 Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile 917 209-0686 Email Securities offered through Deutsche Bank Securities Inc. On Aug 28, 2018, at 4:10 PM, Corinna-A Reibchen <[email protected]> wrote: Dear Stewart, We are working with Emily Craig and Thomas Klemm on the KYC Remediation project / HR overdue task force. It would be great if we can discuss with you the status around your HR overdues as well as the upcoming HR cases due by the end of the year (please see attached Excel file with your HR cases). Also please let us know if/where you need help. EFTA01426808 We know you have a lot of topics on your plate but it would be great to have a short catch up call tomorrow or next week. Please let us know what time is best for you. We are completely flexible regarding timing. Thanks a lot and looking forward talking to you and your team. Best, Corinna Corinna Reibchen KYC remediation project +4915294280986 <Oldfield Stewart HR KYC.xlsx> EFTA01426809