EFTA Document EFTA01427847

Subject: RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] From: Paul Morris ‹ > Date: Mon, 05 Oct 2015 15:52:54 -0400 To: Jj Litchford Cc: Stewart Oldfield Classification: For internal use only Thanks JJ, need to come up with better way to track when accounts will close Paul Morris Managing Director Deutsche Bank Private Bank From: Jj Litchford Sent: Monday, October 05, 2015 3:50 PM To: Halina Laczny Cc: Gaurav Bhargava; Manish-m Gupta; Daphne Cales; Paul Morris Subject: RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] Classification: For internal use only Thanks everyone, much appreciated. fcid:[email protected] JJ Litchford Associate Banker Deutsche Bank Trust Company Americas EFTA01427847 Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York. New York 10154 fcid:[email protected] From: Halina Laczny Sent: Monday, October 05, 2015 3:49 PM To: Jj Litchford Cc: Gaurav Bhargava; Manish-m Gupta; Daphne Cales Subject: RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] Classification: For internal use only 33, is Re-opened. Thank you TAG and AOG team ! Kind regards, Halina Mort, Inc Demand Deposit Account Action {https://10.159.69.21/opstopb1/images/menu_d_sm.gif} Admin fhttps://10.159.69.21/opstopb1/images/menu_d_smegifl Window fhttps://- EFTA01427848 10.159.69.21/opstopbl/images/menu_d_sm.gif} Help {https://10.159.69.21/- opstopb1/images/menu_d_sm.gif} 2:46:04 PM CDT Show More Account Identification {View Additional Identification Information} Mort, Inc Home: 000-000-0000 Tax ID: 6100 Red Hook Quarter, B3 Work: Last deposit: 210,000.00, 02/09/2015 St. Thomas Branch: 5 - Core Franchise Current hal: 0.00 00802 EFTA01427849 Prim officer: 81385 - Amanda Kirby United States Virgin Islands Overview Account type: 10 - Business Checking Account short name: Mort, Inc Deposit category: D - Demand Deposit Opened: 02/06/2015 Tax ID: Zero balance: 10/05/2015 Tax ID owner: 1 - Name/address line 1 Entered: EFTA01427850 02/06/2015 Birth date: Reopened: 10/05/2015 Employee secured indicator: No Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901 MS : JCY03-0343 Securities offered through Deutsche Bank Securities, Inc From: Gaurav Bhargava Sent: Monday, October 05, 2015 3:35 PM To: Halina Laczny; Manish-m Gupta Subject: RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] EFTA01427851 AOG part to provide approval was completed. Thank you. Kind regards, Gaurav Bhargava {cid:[email protected]} Gaurav Bhargava Process Supervisor I PWM US Operations DBOI Global Services Private Limited Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City {cid:[email protected]} From: Halina Laczny Sent: Tuesda , October 06, 2015 1:04 AM To: Manish-m Gupta; Gaurav Bhargava Subject: FW: URGENT: Account Re-opening - ref. case#1469681- urgent [I] Classification: For internal use only To AOG Team: EFTA01427852 Case # 1469681 need AOG review. Please check below JJ's e-mail and complete your part. 33: AOG approval should be attached to case#1469681 TAG DBOI: After above is completed please approve case#1469681 and please ask AOG to enter case/reopen account. Thank you all, Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901 MS : JCY03-0343 Securities offered through Deutsche Bank Securities, Inc From: Jj Litchford Sent: Monday, October 05, 2015 3:21 PM To: Navin-Kumar Panka' Cc: Gwen Hill; Prashant Mahendru; Halina Laczny; Daphne Cates; Pau orris Subject: URGENT: Account Re-opening [I] Importance: High EFTA01427853 Classification: For internal use only The necessary KYC to get this account open has been approved (KYC 01469735). Please approve ASAP, we are aiming to get a transaction done today. Thanks, let me know if you have any questions. JJ {cid:[email protected]} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 fcid:[email protected] From: Jj Litchford Sent: Monday, October 05, 2015 1:35 PM To: Navin-Kumar Panka' Cc: Gwen Hill; Prashant Mahendru Subject: RE: Account Re-opening [I] Importance: High Classification: For internal use only We have submitted a rush KYC to deal with the below issue. The KYC is 01469735. When it is a approved hopefully today, we are requesting a RUSH on this account re-opening. I will follow up as soon as the KYC is approved. EFTA01427854 Thanks, 33 fcid:[email protected] JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor {cid:[email protected]} From: Navin-Kumar Pankaj Sent: Thursday, October 01, 2015 5:22 PM To: Jj Litchford Cc: Gwen Hill; Prashant Mahendru Subject: RE: Account e-o ng Hi Jj, Since customer "Mort, Inc." is a prospect hence, we require KYC# within one year to approve this re-open request. KYC #01195147 is more than one year old. EFTA01427855 Kind regards, Navin Kumar Pankaj Please send all the PWM AOG- COB mail related Queires to our new Group E- mail ID fcid:[email protected] Navin Kumar Pankaj Analyst PWM US Operations DBOI Global Services Private Limited Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobil Email EFTA01427856 From: 3j Litchford Sent: Frida October 02, 2015 2:18 AM To: ' Subject: Account Re-opening [I] Classification: For internal use only Hi-- Please re-open account (Mort, Inc.). The client is looking to transfer money into the account (per the attached instruction). It was closed on 5/26/2015 and still appears on FIS Metavante. The client did not send a letter to close, and the account was recently opened on 2/6/2015. The KYC is still valid. Thanks, 33 {cid:[email protected]} 33 Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor fcid:[email protected] This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication EFTA01427857 in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01427858