EFTA Document EFTA01428268

Subject: RE: Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. [I] From: Zbynek Kozelsky Date: Wed, 12 Jul 2017 16:40:35 -0400 To: Vahe Stepanian Cc: Stewart Oldfield Yes, I know. {cid:[email protected]} Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Investment Solutions Group US & Latin America Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Tel. Email: All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. EFTA01428268 From: Vahe Stepanian Sent: Wednesday, July 12, 2017 4:40 PM To: Zbynek Kozelsky Cc: Stewart Oldfield Subject: RE: Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. [I] Classification: For internal use only Shoshan is on MTA From: Zbynek Kozelsky Sent: Wednesday, July 12, 2017 4:39 PM To: Vahe Stepanian Cc: Stewart Oldfield Subject: RE: Ziggy - see below. trade listed options? Thank you Can you [I] confirm that Southern Financial can Yes, and go to the profile page — bottom to see what levels he is approved for (....he can do all levels). Are we doing business with him again? If yes, please make sure Shoshan is involved, it is under his CA number. Thanks {cid:[email protected]} EFTA01428269 Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Investment Solutions Group US & Latin America Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Tel. Email: All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. From: Vahe Stepanian Sent: Wednesday, July 12, 2017 4:34 PM To: Zbynek Kozelsky Cc: Stewart Oldfield Subject: Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. [I] Classification: For internal use only {cid:[email protected]} EFTA01428270 Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01428271