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sd-10-EFTA01428542Dept. of JusticeOther

EFTA Document EFTA01428542

Subject: RE: Great to meet you! From: Stewart Oldfield <M M> Date: Wed, 20 Sep 2017 15:20:31 -0400 To: Richard Kahn ‹ > Sorry, just getting to my desk for the first time since our meeting. I called you back. I'm free until 4:30 and again after 5:30 From: Richard Kahn [mailto: Sent: Wednesday, September 20, 2017 1:21 PM To: Martin Zeman Cc: Paul Barrett <[email protected]>; Joshua Shoshan ; Daniel-E Kaiser >; Todd Stevens Oldfield ; Vahe Ste anian Davide-A Sferrazza ; Liam Osul

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Dept. of Justice
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sd-10-EFTA01428542
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Subject: RE: Great to meet you! From: Stewart Oldfield <M M> Date: Wed, 20 Sep 2017 15:20:31 -0400 To: Richard Kahn ‹ > Sorry, just getting to my desk for the first time since our meeting. I called you back. I'm free until 4:30 and again after 5:30 From: Richard Kahn [mailto: Sent: Wednesday, September 20, 2017 1:21 PM To: Martin Zeman Cc: Paul Barrett <[email protected]>; Joshua Shoshan ; Daniel-E Kaiser >; Todd Stevens Oldfield ; Vahe Ste anian Davide-A Sferrazza ; Liam Osul

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Subject: RE: Great to meet you! From: Stewart Oldfield <M M> Date: Wed, 20 Sep 2017 15:20:31 -0400 To: Richard Kahn ‹ > Sorry, just getting to my desk for the first time since our meeting. I called you back. I'm free until 4:30 and again after 5:30 From: Richard Kahn [mailto: Sent: Wednesday, September 20, 2017 1:21 PM To: Martin Zeman Cc: Paul Barrett <[email protected]>; Joshua Shoshan ; Daniel-E Kaiser >; Todd Stevens Oldfield ; Vahe Ste anian Davide-A Sferrazza ; Liam Osullivan <[email protected]> Subject: Re: Great to meet you! ; Xavier Avila ; Stewart it was great to meet everyone as well and we looking forward to becoming very active with DB.. below is my contact information thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel EFTA01428542 On Sep 20, 2017, at 12:56 PM, Martin Zeman c > wrote: Paul, Richard, It was a pleasure meeting you both this morning. As a follow-up, we will prioritize the ISDA re-activation so we can get going as soon as possible. In the meantime, we can start sending you trade ideas that we find interesting. Attached is a research piece Jim Reid (Deutsche Bank's most read analyst) published on Monday discussing where the Next Financial Crisis could come from. Clearly he doesn't agree with Nassim Taleb's black swan theory, but it's an interesting read. Follow-up items: Research access Flowchart for the rest of the team Electronic communications form Grid on pricing Equities pricing agreed: $0.04 per share Options EFTA01428543 $3.00 per contract (≥ $1 premium) $1.00 per contract (< $1 premium) We all look forward to working with you. Martin <image001.gif> Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue 10154-0004 New York, NY, USA Tel. Mobi Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide EFTA01428544 investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. <The Next Financial Crisis.pdf> This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01428545

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