EFTA Document EFTA01430426

Subject: FW: Next Steps: Invitation for Frieze Preview [I] From: Sarah Rafferty ‹ > Date: Thu, 02 Aug 2018 14:09:47 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Hi — you have the following registrations for Frieze London. Please let me know if you have any questions. Thanks. Event Region Status First name Last name Email DB representative Frieze London Preview 2018 (Wed) Americas Registered Adam Lindemann Stewart Oldfield Frieze London Preview 2018 (Wed) Americas Guest Amalia EFTA01430426 Dayan Stewart Oldfield Frieze London Preview 2018 (Wed) Americas Registered Ali Rashid Stewart Oldfield Frieze London Preview & Private View (Thurs) Americas Registered Nadim El Gabbani Stewart Oldfield Frieze London Preview & Private View (thurs) Americas Guest Vanessa Karlo Stewart Oldfield EFTA01430427 Regards, Sarah fcid:80063086-E6B1-464A-83C1-C22D037DB24E@lanl Sarah Rafferty Director I Marketing - Americas Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas Postal address: 345 Park Avenue, 24th floor, New York, NY 10154 Tel: + 1 Fax: Mobile: deutschewealth.com #PositiveImpact From: Sarah Rafferty Sent: Tuesday, July 10, 2018 12:38 PM To: Stewart Oldfield ‹ > EFTA01430428 Subject: Next Steps: Invitation for Frieze Preview [I] Classification: For internal use only Hi Stewart, below is the invite for the Preview for you to forward to your nominated clients listed below: James Burritt Ali Rashid Jamshid Keynejad Leon Black Michael Bloomberg Andrew Feldstein Rick Caruso Kelly Masuda EFTA01430429 Todd Meister Greg Martin Stan Gold Barry Bloom Ken Jones Paul Watson Robert Forsythe Todd Wanek Jeffrey Epstein Paul Barrett EFTA01430430 Ian Slome Katherine Montrone Raj Pundarika Todd Kristol Jon Sobel Heather Crosby Tom Danziger Rudy Sahay Patrick McGinnis As a reminder, compliance instructions are below. EFTA01430431 Compliance As long as you are not aware of any potential issues and the client meets the below criteria, you can enter them in compliance direct only if they confirm attendance. Questions or concerns should be directed to the ABC group. Criteria: Invitees should be limited to the wealth management client (or prospect) and/or their family members No sensitive counterparts (including public officials, regulatory agencies, etc.) DB payment of client travel & accommodation is not permitted Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB). Prospective business is ok — general relationship building. If they confirm, please use the following link to do this: https://- www.concursolutions.com/Expense/Request/default.asp The costs associated with this ticket type are: 11am Preview — $376.90 Enter in comments section - Parent ID: 226591 (enter in comments section) Invitation (cut and paste/forward the below): We hope you will be available to join us for the Preview of Frieze London. Below if the invitation which includes a registration link if you would like to reserve tickets. If you have any questions, please let me know. EFTA01430432 {/Users/swaiale/Desktop/DBWM/Projects/DBWM - Frieze 2018 London/FINAL/- FINAL US/PDFs/FRIEZE London US Preview.pdfl EFTA01430433