EFTA Document EFTA01430825

Subject: RE: Deposit Return - A/c # [C] From: Joy E Mitchell Date: Thu, 28 Sep 2017 13:15:31 -0400 To: Bradley Gillin Julian J Leff "Pugh, Pamela A" "Fernandes, Maria I" "Groover, Karen A" "Itile, Renel" < "Anna E Del Rosso Cc: Divya Rajawat Stewart Oldfield William-M Finn Cynthia Rodriguez Gail F Mahabir CUST INV Mariela Lopez Norma A Kenney < Raphael A Marin Muhammod J Uddin Evon A Lawrence < Hemant-Kumar Rathore < Erna Menniti Sara Castro Theresa Coleman Classification: Confidential Thank. Regards, Joy Mitchell Operations Specialist *** Query for pwm return Item EFTA01430825 fcid:1 [email protected] DB Global Processing Services, Inc. 100 Plaza One Jersey City, NJ 07311-3901 USA Tel. Fax Email fcid:[email protected] From: Bradley Gillin Sent: Thursday, September 28, 2017 1:05 PM To: Joy E Mitchell S; Pugh, Pamela A Fernandes, Maria I Anna E Del Rosso Cc: M Finn Uddin Hemant-Kumar Rathore <M :.; Sara Castro Subject: RE: Deposit Return - A/c # >; Itile, Renel Julian J Leff Stewart 0 dfle d ; Cynthia Rodri uez ; Gail F Mahabir Marie a Lopez ; Raphael A Marin ; Evon A Lawrence * * * • Groover Karen A ; Div a Rajawat ; William- ; CUST INV Norma A Kenney Muhammod rna 'enniti ; Theresa Coleman Query for pwm return Item EFTA01430826 [C] Classification: Confidential Confirmed. Please re-deposit the check. Regards, Brad (cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. From: Joy E Mitchell Sent: Thursday, Se•tember 28 2017 12:59 PM To: Julian J Leff ; Bradle Gillin ; u• , ame a Fernandes Maria I Anna E Del Rosso Cc: • Itile, Renel > Stewart Oldfield inn ; Cynthia Rodriguez >; ail F Mahabir ; Mariela Lopez Raphael ant) >; ivya Rajawat ; William- ; CUST INV enney ; Muhammod EFTA01430827 Hemant-Kumar Rathore < ; .rna ara astro ; Theresa Coleman Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [C] Classification: Confidential Hi Brad, Uddin ; Evon A Lawrence < Just to confirm that yesterday PWM charged the client an instructed Return Items to Return the check. This means that an advice will be generated and sent to Return Items by FIS. Upon receipt, Return Items will re-associate the check to the advice and mail to the client (see attachment). This is the procedure in place for PWM return checks. I am reiterating, as per your e-mail below dated 9/28, you would like for the check to be re-deposited. This means that Return Items will be preparing a deposit ticket and submit to FIS for processing. Looking forward to your confirmation. Kind regards, Joy Mitchell Operations Specialist fcid:1 [email protected] EFTA01430828 DB Global Processing Services, Inc. 100 Plaza One Jersey City, NJ 07311-3901 USA {cid:[email protected]} From: Julian J Leff Sent: Thursday, September 28, 2017 12:13 PM To: Bradley Gillin .:z ; Pugh, Pamela A Fernandes, Maria I ; Groover, Karen A ; Itile, Renel < EFTA01430829 Cc: :)j ; Stewart Oldfield dc iM. -vaRa.awal ; William- M Finn li a; Cynthia Rodri uez ; Joy E Mitchell ; Gail F Mahabir ›; CUST INV ; Mariela Lopez • Norma A Kenney ; Raphael A Muhammod J Uddin Hemant- Marin Evon A >; Erna Menniti ; Theresa Coleman u ject: Deposit Return - A/c # [I] Classification: For internal use only Hi Brad, You can try. ore ; Sara Castro eturn Item FIS - If a $450,000 PWM deposit 1111111111) is flagged as a duplicate, please allow it to pass thru. Thanks, Julian Julian Leff Vice President DB USA Core Corporation 60 Wall Street, 12th floor New York, New York 10005 EFTA01430830 Mailstop NYC60-1208 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Bradley Gillin Sent: Thursday, September 28, 2017 12:06 PM To: Hemant-Kumar Rathore Julian 3 Leff Div Stewart Oldfield da ; William- M Finn ; Cynthia Rodriguez oy E Mitchell ; Gail F >; CUST INV ; Mariela Lopez ; Norma A Kenney Marin • J Uddin Evon A Lawrence Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [I] Classification: For internal use only Our client just spoke with Banco Popular in St. Thomas. Banco Popular informed them that they are now up and running. Can we try to re-deposit the check? Regards, Brad EFTA01430831 {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Hemant-Kumar Rathore Sent: Wednesday, September 27, 2017 3:28 PM To: Julian J Leff a Bradley Gillin Cc: Marin Evon A Lawrence Subject: RE: Deposit Return - A/c # * Query for pwm return Item [I] ; Divya Rajawat Stewart Oldfield < >; William- >; Cynthia Rodri uez Jo E Mitchell ; Gail F ; CUST INV Mariela Lopez Norma A Kenney ; Raphael A • Muhammod J Uddin aMl; Classification: For internal use only Hi Bradley, As discussed this Item will be return and we will do debit entry in client's a/c for same. EFTA01430832 Thanks, With regards, Hemant-Kumar Rathore {cid:[email protected]} Hemant-Kumar Rathore DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur. India Tel. Mobile Email Please send all the Bankin• related Queries to our new Group E-mail ID From: Julian J Leff Sent: Wednesday, Se To: Bradley Gillin Cc: ' M Finn Mahabir Evon A Lawrence Subject: RE: Deposit [I] tember 27 2017 3:07 PM Div a Ra awat ; William- >; Cynthia uez Joy E Mitchell < i n ; Gail F >; Hemant-Kumar Rathore ; CUST INV >. Mariela Lo•ez ; Norma A Kenney ; Raphael A ; Muhammod J U in * Query for pwm return Item EFTA01430833 Classification: For internal use only Hi Bradley, PWM can pass the credit and hold the difference in a suspense account, given the uncertainty as to when the check can be deposited again or Mr. Epstein should explore another option for this transaction. I suggest he call Banco Popular to see if they might be able to wire the funds into his PWM account. Thanks, Julian Julian Leff Vice President DB USA Core Corporation 60 Wall Street, 12th floor New York, New York 10005 Mailstop NYC60-1208 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01430834 From: Bradley Gillin Sent: Wednesday, September 27, 2017 2:38 PM To: Joy E Mitchell ; Gail F Mahabir Kenney Muhammo Cc: ; Divya Rajawat ; Stewart Oldfield < IMMM:-; William- M Finn < ; Cynthia Rodri uez ian J Leff u sec : : eposi e urn - A/c # * uery or pwm return Item [I] emant- umar ; Mariela Lopez ; Raphael A Marin Classification: For internal use only Hi Joy, Please confirm that the check can be credit to his DB account, and then revisited at a later date when the islands communications are back online. Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. EFTA01430835 From: Joy E Mitchell Sent: Wednesday, September 27 2017 1:50 PM To: Gail F Mahabir ; Hemant-Kumar Rathore < ; CUST INV < ; Mariela Lopez ; Norma A Kenney •S; Raphael A >; Muhammod J Uddin Marin < Cc: ' • Bradle Gillin Rajawat < ; Stewart Oldfield William-M Finn Cynthia Rodriquez ; Julian .7 Leff Subject: RE: Deposit Return - A/c # [I] Hi, *** Query for pwm return Item The check in question is drawn on Bank Of America located in St Thomas, US Virgin Island. This is one of the Islands that is affected by the hurricane and it seems that the check did not make it to the bank for payment. I would suggest that the client be debited and maybe the check re-deposited at a later date. Kind regards, Joy Mitchell Operations Specialist {cid:1 [email protected]} EFTA01430836 DB USA Core Corporation 60 Wall Street 12th Fl., New York, NY 10005-2836 USA Tel. Email fcid:[email protected] From: Gail F Mahabir Sent: Wednesday, September 27, 2017 11:58 AM To: Hemant-Kumar Rathore < ; CUST INV opez Norma A Kenney ; Ra hael A Marin >. Jo E Mitchell ; Muhammod J Uddin Cc: ' Oldfield ; William-M Finn ; >; Bradle Gillin Divya Rajawat • Stewart Cynthia Rodriguez Subject: RE: DepositReturt t *** Query for pwm return Item [I] Classification: For internal use only Hemant-Kumar, The check was returned by Banco Popular for not authorized, you will have to contact Banco Popular for further explanation. EFTA01430837 Kind Regards, Gail F Mahabir DB USA Core Corporation Check Support 60 Wall Street 12th Floor New York, NY 10005 Tel. Fax Ema From: Hemant-Kumar Rathore Sent: Wednesday, September 27, 2017 11:34 AM To: CUST INV Mariela Lopez A Kenney ; Raphael A Marin Joy E Mitchell ; Muhammod J • Gail F Mahabir C Oldfield a )im rffl aRa:awat ; William-M Finn Cynthia Rodriguez ~e~alill~ Subject: RE: Deposit Return - A/c # [I] *** Query for pwm return Item EFTA01430838 Classification: For internal use only Hi Team, Can you please answer for below question or Bradly which is related with one item of Deposit return :- The check shows that Jeffery Epstein, made a check out to himself, from a Banco popular account to be deposited in an account in his name at DB. Why would this get returned? {cid:[email protected]} Thanks, With regards, Hemant-Kumar Rathore {cid:[email protected]} Hemant-Kumar Rathore DBOI Global Services Private Limited COO Wealth Management Operations EFTA01430839 A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobile Email Please send all the Bankin' related tueries to our new Group E-mail ID From: Bradley Gillin Sent: Wednesday, September 27, 2017 11:26 AM To: Hemant-Kumar Rathore Divya Rajawat • Stewart Oldfield • William- C nthia Rodri'uez M Finn Cc: Subject: RE: Deposit Return - A/c # 35269691 [I] Classification: For internal use only The check shows that Jeffery Epstein, made a check out to himself, from a Banco popular account to be deposited in an account in his name at DB. Why would this get returned? Regards, Brad fcid:[email protected] Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 EFTA01430840 Email Subject: RE: Deposit Return - A/c # 35269691 [I] Securities offered through Deutsche Bank Securities Inc. From: Hemant-Kumar Rathore Sent: Wednesday, September 27, 2017 11:22 AM To: Bradley Gillin < Div ; Stewart Oldfield <; 'a r vat •; William- ; Cynthia Rodriguez <=a Classification: For internal use only Hi Bradley, Refer to maker reason shows that Beneficiary directly need to reach out to originator for more clarification. From: Bradley Gillin Subject: RE: Deposit Return - A/c # I] Classification: For internal use only EFTA01430841 Please clarify what 'Refer to Maker' means. Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Divya Rajawat Sent: Wednesday, September 27, 2017 11:06 AM u.jec : Peposi 'e urn - A c Hi Team, Check # 001012 for $ 450,000.00 has been deposited to A/c — but returned with reason as remitter's account in 'REFER TO MAKER' status. As the return reason REFER TO MAKER , then the item will be return only. EFTA01430842 Copy of checks attached above. Thanks, With regards, Divya Rajawat {cid:[email protected]} Divya Rajawat DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Tel. Email Please send all the Banking related Queries to our new Group E-mail ID [email protected] This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the EFTA01430843 material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01430844