EFTA Document EFTA01430916

Subject: RE: Gratitude From: Stewart Oldfield Date: Fri, 26 Oct 2018 15:10:23 -0400 To: Richard Kahn Cc: Richard Iarossi <[email protected]> Ok, Monday it is. Will be late afternoon unless I can extract myself from an all day training. Enjoy the weekend. Thanks From: Richard Kahn [mailto: Sent: Friday, October 26, 2018 3:09 PM To: Stewart Oldfield Cc: Richard Iarossi Subject: Re: Gratitude 530pm on cell is best or monday thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Oct 26, 2018, at 3:05 PM, Stewart Oldfield wrote: EFTA01430916 I should free up at 4 or so. Will try you then. Thanks From: Richard Kahn [mailto: Sent: Thursday, October 25, 2018 3:20 PM To: Stewart Oldfield Cc: Bradley Gillin Subject: Re: Gratitude ok please call when free tomorrow also what is status of butterfly brokerage? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax Richard Iarossi EFTA01430917 cell On Oct 25, 2018, at 12:38 PM, Stewart Oldfield ‹ > wrote: Rich, I'm compiling a list of remaining items that we need to finish all of the annual KYC reviews for your accounts other than Gratitude. We should be able to resolve those few things with a quick call tmw. For Gratitude, we need to make a decision next week whether to KYC the BV70 entity or plan to close the account. Let's discuss that tmw as well if possible. EFTA01430918 Thanks From: Richard Kahn [mailto: Sent: Friday, September 28, 2018 4:05 PM To: Stewart Oldfield < E> Subject: Re: Gratitude ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01430919 On Sep 27, 2018, at 3:02 PM, Stewart Oldfield e > wrote: I'm out next week. Let's connect and talk about timing when I'm back. Thanks From: Richard Kahn [mailto: Sent: Wednesday, September 26, 2018 8:58 AM To: Stewart Oldfield e > Subject: Re: Gratitude mr epstein said that he would not be able to give guidance on how to proceed until October please advise if ok.. EFTA01430920 thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel On Sep 25, 2018, at 12:52 PM, Stewart Oldfield a wrote: EFTA01430921 Did you come to any conclusions on this one? Thanks <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobi Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and EFTA01430922 regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01430923 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01430924