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sd-10-EFTA01431270Dept. of JusticeOther

EFTA Document EFTA01431270

Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP From: Vijay-A Sawant Date: Thu, 25 Oct 2018 : : - To: Stewart Oldfield ‹ > Cc: Bradley Gillin Richard Iarossi Alka Babu Mayur Rathod Vinita Advani Hi Stewart, As discussed, we are awaiting responses to attached emails. For Plan D, you have mentioned that you are reaching out to the client, so just awaiting feedback on that. Please note the resolution of above cases will lead to completion of AL

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Dept. of Justice
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sd-10-EFTA01431270
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Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP From: Vijay-A Sawant Date: Thu, 25 Oct 2018 : : - To: Stewart Oldfield ‹ > Cc: Bradley Gillin Richard Iarossi Alka Babu Mayur Rathod Vinita Advani Hi Stewart, As discussed, we are awaiting responses to attached emails. For Plan D, you have mentioned that you are reaching out to the client, so just awaiting feedback on that. Please note the resolution of above cases will lead to completion of AL

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Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP From: Vijay-A Sawant Date: Thu, 25 Oct 2018 : : - To: Stewart Oldfield ‹ > Cc: Bradley Gillin Richard Iarossi Alka Babu Mayur Rathod Vinita Advani Hi Stewart, As discussed, we are awaiting responses to attached emails. For Plan D, you have mentioned that you are reaching out to the client, so just awaiting feedback on that. Please note the resolution of above cases will lead to completion of ALL accounts from this relationship for 2018. For Jockey Club, I will respond in a separate email. Let us know if any queries, thanks. Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobil EFTA01431270 EFTA01431271

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