EFTA Document EFTA01431805

Subject: RE: Deposit Return - A/c # 35269691 *** Query for pwm return Item [C] From: Joy E Mitchell <a Date: Thu, 28 Sep 2017 12:58:34 -0400 To: Julian J Leff Bradley Gillin < "Pugh, Pamela A" "Fernandes, Maria I" "Groover, Karen A" "Itile, Renel" "Anna E Del Rosso Cc: Divya Rajawat Stewart Oldfield William-M Finn Cynthia Rodriguez Gail F Mahabir CUST INV < Mariela Lopez Norma A Kenney Raphael A Marin Muhammod J Uddin Evon A Lawrence Hemant-Kumar Rathore Erna Menniti Sara Castro < Theresa Coleman Classification: Confidential Hi Brad, Just to confirm that yesterday PWM charged the client an instructed Return Items to Return the check. This means that an advice will be generated and sent to Return Items by FIS. Upon receipt, Return Items will re-associate the check to the advice and mail to the client (see attachment). This is the procedure in place for PWM return checks. I am reiterating, as per your e-mail below dated 9/28, you would like for the check to be re-deposited. This means that Return Items will be preparing a deposit ticket and submit to FIS for processing. Looking EFTA01431805 forward to your confirmation. Kind regards, Joy Mitchell Operations Specialist {cid: DB Global Processing Services, Inc. 100 Plaza One Jersey City, NJ 07311-3901 USA Tel. Fax Email {cid:[email protected]} EFTA01431806 From: Julian J Leff Sent: Thursday, September 28, 2017 12:13 PM To: Bradley Gillin < ; Pugh, Pamela A ; Fernandes, Maria I ; Groover, Karen A Itile, Renel Anna E Del Rosso C M Mahabir Marin Evon A Lawrence ; Div a Ra ; Stewart Oldfield ; Cynthia Rodri uez Joy E Mitchell ; CUST INV ; Norma A Kenney ; Muhammod J Uddin >; Hemant-Kumar ; Erna Menniti ; Theresa Coleman Subject: RE: Deposit Return - A/c # 35269691 [I] Classification: For internal use only Hi Brad, You can try. awat ; William- ; Gail F Mariela Lopez ; Raphael A Rathore <hemant- ; Sara Castro Query for pwm return Item FIS - If a $450,000 PWM deposit (535269691) is flagged as a duplicate, please allow it to pass thru. EFTA01431807 Thanks, Julian Julian Leff Vice President DB USA Core Corporation 60 Wall Street, 12th floor New York, New York 10005 Mailstop NYC60-1208 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Bradley Gillin Sent: Thursday, September 28, 2017 12:06 PM To: Hemant-Kumar Rathore < )-; Julian .7 Leff Cc: ; Divya Rajawat Stewart Oldfield M Finn ; Cynthia Rodriguez ; Joy E Mitchell Mahabir ; CUST INV Norma A Kenney Marin ; Muhammod J Uddin ; William- ; Gail F Mariela Lopez ; Raphael A EFTA01431808 Evon A Lawrence e > Subject: RE: Deposit Return - A/c # 35269691 *** Query for pwm return Item [I] Classification: For internal use only Our client just spoke with Banco Popular in St. Thomas. Banco Popular informed them that they are now up and running. Can we try to re-deposit the check? Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Hemant-Kumar Rathore Sent: Wednesday, Se tember 27, 2017 3:28 PM To: Julian J Leff ; Bradley Gillin Cc: ; Divya Rajawat Stewart Oldfield M Finn ; Cynthia Rodriguez ; Joy E Mitchell Mahabir ; CUST INV Norma A Kenney Marin ; Muhammod J Uddin ; William- ; Gail F Mariela Lopez ; Raphael A EFTA01431809 Evon A Lawrence e > Subject: RE: Deposit Return - A/c # 35269691 *** Query for pwm return Item [I] Classification: For internal use only Hi Bradley, As discussed this Item will be return and we will do debit entry in client's a/c 35269691 for same. Thanks, With regards, Hemant-Kumar Rathore {cid:[email protected]} Hemant-Kumar Rathore DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. AVAYA - 5419684 Mobile Email Please send all the Bankin' related Queries to our new Group E-mail ID EFTA01431810 From: Julian J Leff Sent: Wednesday, September 27, 2017 3:07 PM To: Bradle Gillin < Cc: ; Divya Ra awat ; Stewart Oldfield ; William- M Finn ; Cynthia Rodriguez ; Joy E Mitchell cffi; Gail F Mahabir >; Hemant-Kumar Rathore <hemant- ; CUST INV • >; Mariela Lopez ; Norma A Kenney ; Ra hael A Marin ; Muhammod J Uddin Evon A Lawrence Subject: RE: Deposit Return - A/c # 35269691 *** Query for pwm return Item [I] Classification: For internal use only Hi Bradley, PWM can pass the credit and hold the difference in a suspense account, given the uncertainty as to when the check can be deposited again or Mr. Epstein should explore another option for this transaction. I suggest he call Banco Popular to see if they might be able to wire the funds into his PWM account. Thanks, Julian Julian Leff Vice President DB USA Core Corporation 60 Wall Street, 12th floor New York, New York 10005 EFTA01431811 Mailstop NYC60-1208 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Bradley Gillin Sent: Wednesday, September 27, 2017 2:38 PM To: Jo E Mitchell ; Gail F Mahabir ; Hemant-Kumar Rathore CUST INV ; Mariela Lopez Kenney ; Raphael A Marin Muhammod J Uddin Cc: Div a Ra awat Norma A ; Stewart Oldfield ; William- M Finn ; Cynthia Rodriguez ; Julian J Leff <M E> Subject: RE: Deposit Return - A/c # 35269691 *** Query for pwm return Item [I] Classification: For internal use only Hi Joy, Please confirm that the check can be credit to his DB account, and then revisited at a later date when the islands communications are back online. Regards, EFTA01431812 Brad fcid:[email protected] Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Joy E Mitchell Sent: Wednesday, September 27, 2017 1:50 PM To: Gail F Mahabir Hemant-Kumar Rathore <hemant- ; Mariela Lopez >; Raphael A Marin Cc: • • Oldfield C nthia Rodri uez 4 • ; CUST INV ; Norma A Kenney ; Muhammod J Uddin • ; Div Subject: RE: Deposit Return [I] Hi, a Rajawat ; William-M Finn ; Julian .3 Leff • • ; Bradle Gillin • - A/c # 35269691 *** • ; Stewart Query for pwm > • return Item The check in question is drawn on Bank Of America located in St Thomas, US Virgin Island. This is one of the Islands that is affected by the hurricane and it seems that the check did not make it to the bank for payment. I would suggest that the client be debited and maybe the check re-deposited at a later date. EFTA01431813 Kind regards, Joy Mitchell Operations Specialist {cid: DB USA Core Corporation 60 Wall Street 12th Fl., New York, NY 10005-2836 USA Tel. Email fcid:[email protected] From: Gail F Mahabir Sent: Wednesday, September 27, 2017 11:58 AM To: Hemant-Kumar Rathore ; Mariela Lopez ; Raphael A Marin ; Muhammod J ; CUST INV ; Norma A Kenney ; Joy E ; Bradley Gillin EFTA01431814 Oldfield ; Divya Rajawat ; Stewart >; William-M Finn Cynthia Rodriguez Subject: RE: Deposit Return - A/c # 35269691 *** Query for pwm return Item [I] Classification: For internal use only Hemant-Kumar, The check was returned by Banco Popular for not authorized, you will have to contact Banco Popular for further explanation. Kind Regards, Gail F Mahabir DB USA Core Corporation Check Support 60 Wall Street 12th Floor New York, NY 10005 Tel. Fax EFTA01431815 From: Hemant-Kumar Rathore Sent: Wednesday, September To: CUST INV < A Kenney Joy E Mitchell Cc: Oldfield Cynthia Rodriguez Subject: RE: Deposit Return [I] 27, 2017 11:34 AM ; Mariela Lopez ; Ra hael A Marin ; Muhammod Gail F Mahabir a Rajawat William-M Finn Uddin Bradley Gillin ; Stewart - A/c # 35269691 *** Query for pwm return Item Classification: For internal use only Hi Team, Can you please answer for below question or Bradly which is related with one item of Deposit return :- The check shows that Jeffery Epstein, made a check out to himself, from a Banco popular account to be deposited in an account in his name at DB. Why would this get returned? fcid:[email protected] EFTA01431816 Thanks, With regards, Hemant-Kumar Rathore fcid:[email protected] Hemant-Kumar Rathore DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. AVAYA - 5419684 Mobile Email Please send all the Bankin' related Queries to our new Group E-mail ID From: Bradley Gillin Sent: Wednesday, September 27, 2017 11:26 AM To: Hemant-Kumar Rathore ; Stewart Oldfield ; C nthia Rodri M Finn Cc: Subject: RE: Deposit Return - A/c # 35269691 [I] Classification: For internal use only ; Div a Ra awat ; William- The check shows that Jeffery Epstein, made a check out to himself, from a Banco popular account to be deposited in an account in his name at DB. EFTA01431817 Why would this get returned? Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Hemant-Kumar Rathore Sent: Wednesday, September 27, 2017 11:22 AM To: Bradle Gillin ; Div a Ra awat M Finn Cc: ; Stewart Oldfield • C nthia Rodri Subject: RE: Deposit Return - A/c # 35269691 [I] Classification: For internal use only Hi Bradley, ; William- > Refer to maker reason shows that Beneficiary directly need to reach out to originator for more clarification. EFTA01431818 From: Bradley Gillin [mailto: Sent: Wednesday, Se tember 27, 2017 11:09 AM To: Divya Rajawat >; Stewart Oldfield ; William-M Finn ffi ; Cynthia Rodri Cc: Subject: RE: Deposit Return - A/c # 35269691 [I] Classification: For internal use only Please clarify what 'Refer to Maker' means. Regards, Brad fcid:[email protected] Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Divya Rajawat Sent: Wednesday, September 27, 2017 11:06 AM To: Stewart Oldfield ; Bradle ; William-M Finn cwilliam- ; Cynthia Rodriguez EFTA01431819 Subject: Deposit Return - A/c # 35269691 Hi Team, Check # 001012 for $ 450,000.00 has been deposited to A/c — 35269691 but returned with reason as remitter's account in 'REFER TO MAKER' status. As the return reason REFER TO MAKER , then the item will be return only. Copy of checks attached above. Thanks, With regards, Divya Rajawat {cid:[email protected]} Divya Rajawat DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India EFTA01431820 Tel. AVAYA -3382705 Email Please send all the Bankin' related Queries to our new Group E-mail ID This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01431821