EFTA Document EFTA01432642

Subject: RE: Apple transfer to Merrill Lynch [I] From: Tazia Smith ‹ > Date: Thu, 30 Mar 2017 13:42:35 -0400 To: Mary Murray Zbynek Kozelsky Joshua Shoshan Cc: Stewart Oldfield Vahe Stepanian Classification: For internal use only Mary — Please see attached LOA. I've spoken with Rich Kahn. The move is not same name to same name because shares are held in Soutnern Financial account here at DB, and going to Southern Trust over at Merrill. Given resource constraints on your desk, should I be following up directly with Pershing? Please advise. TDS From: Tazia Smith Sent: Thursday, March 30, 2017 11:09 AM To: Mary Murray; Joshua Shoshan Cc: Stewart Oldfield; Vahe Stepanian; Zbynek Kozelsky Subject: RE: Apple transfer to Merrill Lynch [I] Classification: For internal use only Vahe's out. Josh, would you like to take care of that? Need me to? EFTA01432642 From: Mary Murray Sent: Thursday, March 30, 2017 11:07 AM To: Tazia Smith Cc: Stewart Oldfield; Joshua Shoshan; Vahe Stepanian; Zbynek Kozelsky Subject: RE: Apple transfer to Merrill Lynch [I] Classification: For internal use only We need a signed LOA from the client for below that also references his DBSI account number. We're shorthanded so it would be great if Vahe could ask the client for that. Thank you. From: Tazia Smith Sent: Thursday, March 30, 2017 11:04 AM To: Zbynek Kozelsky Cc: Mary Murray; Stewart Oldfield; Joshua Shoshan; Vahe Stepanian Subject: FW: Apple transfer to Merrill Lynch [I] Importance: High Classification: For internal use only Ziggy — Stock transfer for JE. I spoke with Rich Kahn on this. Given constrained resources, please advise on next step to effectuate these instructions:. EFTA01432643 From: Richard Kahn [mailto: Sent: Thursday, March 30, 2017 10:52 AM To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan Subject: Apple transfer to Merrill Lynch Can you please transfer 100,000 shares from southern financial Llc to Merrill southern trust account 1. Please send shares to DTCC Participant # 2251 Agent ID 26320 FFC 603118.1 Southern Trust Company, Inc. Please call me with any questions. Thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone Fax Cell EFTA01432644 EFTA01432645