EFTA Document EFTA01433337

Subject: RE: AML Risk Assessment - PRIME DATA NEEDED [I] From: Ying-A Wang sz: > Date: Thu, 21 Jan 2016 13:55:26 -0500 To: Wayne Salit Cherie Quigley < Cc: PWM AMLCompliance Classification: For internal use only Wayne, Please see enclosed for final list of PEP accts by 12/31/15. Total number: 514 US accounts: 272 Non - US accts: 242 -Ying From: Wayne Salit Sent: Wednesday, January 20, 2016 8:53 AM To: Ying-A Wang; Cherie Quigley Cc: PWM AMLCompliance Subject: FW: AML Risk Assess