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sd-10-EFTA01433730Dept. of JusticeOther

EFTA Document EFTA01433730

Subject: Re: Frieze New York re istrations: Wednesday Preview [I] From: Stewart Oldfield Date: Tue, 03 Apr 2018 11:20:39 -0400 To: Andrea Herbert Cc: Bradley Gillin Submit Lara Pedrini for now. She should be in the system already. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank Tel. Mobil Email Trust Company Americas Wealth Management , New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2018, at 10:19 AM, Andrea Herbert

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Subject: Re: Frieze New York re istrations: Wednesday Preview [I] From: Stewart Oldfield Date: Tue, 03 Apr 2018 11:20:39 -0400 To: Andrea Herbert Cc: Bradley Gillin Submit Lara Pedrini for now. She should be in the system already. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank Tel. Mobil Email Trust Company Americas Wealth Management , New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2018, at 10:19 AM, Andrea Herbert

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Subject: Re: Frieze New York re istrations: Wednesday Preview [I] From: Stewart Oldfield Date: Tue, 03 Apr 2018 11:20:39 -0400 To: Andrea Herbert Cc: Bradley Gillin Submit Lara Pedrini for now. She should be in the system already. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank Tel. Mobil Email Trust Company Americas Wealth Management , New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2018, at 10:19 AM, Andrea Herbert wrote: > Classification: For internal use only Stewart — I've submitted all but Ali Rashid's. He's requested 2 tickets but I need the name of his guest...can you call him? Thanks. Andrea From: Stewart Oldfield Sent: Monday, April 02 2018 3:15 PM To: Andrea Herbert Cc: Bradley Gillin Subject: Fwd: Frieze New York registrations: Wednesday Preview [I] EFTA01433730 Andrea, can you submit the compliance direct stuff? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management New York, NY 10154 Tel. Mob' Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Sarah Rafferty Date: April 2, 2018 at 3:07:31 PM EDT To: Stewart Oldfield ‹ > Subject: Frieze New York registrations: Wednesday Preview [I] EFTA01433731 Classification: For internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Region Ticket type # of tickets required Invitee first name Invitee last name Invitee company name Invitee job title DB nominator / contact Guest name RSVP Day VIP code US - New York Wed. Preview 1 Tony Persico Marron Investments EFTA01433732 CIO Stewart Oldfield Sharon Kriston Accept Wednesday 23443d7783 US - New York Wed. Preview 1 Stewart Oldfield Deutsche Bank Stewart Oldfield N/A Accept Wednesday US - New York Wed. Preview 2 Ali Rashid EFTA01433733 pvt client Stewart Oldfield TBA Accept Wednesday adf9f2f7df US - New York Wed. Preview 2 Rudy Sahay 54 Madison CEO Stewart Oldfield Parisa Sahay Accept Wednesday b82a3670d9 US - New York Wed. Preview 2 Brad Wechsler Elysium CEO EFTA01433734 Stewart Oldfield Patricia Newburger Accept Wednesday 4b8c1c309f US - New York Wed. Preview 1 Paul Barrett Alpha Group Capital CEO Stewart Oldfield/Martin Zeman Randi Barrett Accept Wednesday 8fa47f28c4 At this time, please submit to Compliance using the following information: Enter as "Client entertainment" Enter a DB person name in the attendee section (so it does not appear to be a gift) The costs associated with this ticket type are: Wednesday Preview $188.00 pp Parent ID: 219401 EFTA01433735 We will begin distributing materials for you to send to your confirmed guests in the next couple of weeks. In the meantime, if you have any questions, please contact Sarah Rafferty. Confirmation: We have received your registration and are delighted you will be joining us for the preview of Frieze New York on Wednesday, May 2. To access our Deutsche Bank Wealth Management Lounge, where you will pick up your tickets, you will receive a card and/or email from us with a OR code within the next few weeks. In the meantime, please find some useful information below. Frieze also has a VIP program for our guests who are attending Preview Day or Preview and Private View Day. To view the VIP program benefits, R.S.V.P. to Frieze events and access exclusive offers in New York City and at the Fair, please log in to https://frieze.com/fairs/frieze-new-york, and use password (insert specific client code from above.) Please let me know if you have any questions. I look forward to seeing you next month. Best regards, fcid:[email protected] fcid:[email protected] EFTA01433736 EFTA01433737

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URLhttps://frieze.com/fairs/frieze-new-york

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01433794

Subject: RE: Frieze New York registrations: Wednesday Preview [I] From: a t e Tue, Andrea 03 Herbert Apr D 201 To: Stewart Oldfield ‹ > Cc: Bradley Gillin Classification: For internal use only Will do, sorry to bother. From: Stewart Oldfield Sent: Tuesday, April 03, 2018 11:21 AM To: Andrea Herbert Cc: Bradley Gillin Subject: Re: Frieze New York registrations: Wednesday Preview [I] Submit Lara Pedrini for now. She should be in the system already. Thanks Stewart Oldfield, CFA,

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Subject: RE: Frieze New York re istrations: Wednesday Preview [I] From: Andrea Herbert Date: Mon, 02 Apr 2018 15:26:21 -0400 To: Stewart Oldfield Cc: Bradley Gillin Classification: For internal use only Of course. From: Stewart Oldfield Sent: Monday, April 02 2018 3:15 PM To: Andrea Herbert Cc: Bradley Gillin Subject: Fwd: Frieze New York registrations: Wednesday Preview [I] Andrea, can you submit the compliance direct stuff? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Ba

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Subject: FW: Southern Financial LLC update [SC] From: Stewart Oldfield Date: Fri, 07 Sep 2018 09:01:37 -0400 To: Vijay-A Sawant Cc: Bradley Gillin From: Kimberly Hart Sent: Monday, October 02, 2017 4:53 PM To: Martin Zeman ; Keith Buckholz Cc: Stewart Oldfield ; Xavier Avila ; Daniel-E Kaiser Subject: RE: Southern Financial LLC update [SC] Classification: Strictly Confidential Jeffrey Epstein has been a client since 2013 and we have a number of open active accounts for him and his

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Subject: DB Force From: Stewart Oldfield Date: Wed, 20 Sep 2017 12:22:13 -0400 To: Bradley Gillin ‹ > We need to add Paul S. Barrett and Alpha Group Capital to DB Force. Can add to the Epstein relationship or keep separate, whichever is easiest. Thanks From: Richard Kahn [mailto: Sent: Tuesday, September 19, 2017 4:06 PM To: Stewart Oldfield Cc: Alpha Group Capital Subject: 9-20-2017 meeting @ 9:30am please confirm address and floor for tomorrows meeting thank you Richard Kahn HBRK

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Subject: RE: meeting notes - Southern Financial [I] From: Bradley Gillin Date: Mon, 25 Sep 2017 17:21:08 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Added. From: Stewart Oldfield Sent: Monday, September 25, 2017 5:09 PM To: Bradley Gillin ‹ > Subject: meeting notes - Southern Financial Please add to DB force under Southern Financial and Paul S. Barrett/Alpha Group Capital. There should be a few in there already for SF 9/20/17 DB — Stewart Oldfield, Todd Stev

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Subject: DO NOT FORWARD: Brad, can you give me an urgent call re Jeffrey Epstein? Best regards, --Josh From: Joshua Shoshan Date: Thu, 22 Mar 2018 17:01:02 -0400 To: Bradley Gillin Cc: Martin Zeman Liam Osullivan Daniel-E Kaiser Stewart Oldfield Todd Stevens Ian Salters Bcc: Thanks, Brad. We do need help in understanding the details, as I could only get to about $75mm in deposits if DB Force says assets are —$226mm -- and I know we have $149mm in brokerage. Following is what I wrot

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