EFTA Document EFTA01433955

Sheetl Account # Account Short Name: Base CCY: USD Transaction Type : DATE TRADE DATE PRICE NET AMT. (TRANS. CCY) 12/11/2017 866.04 0 12/11/2017 O 0 12/11/2017 12/11/2017 12/12/2017 CALL 100 SPDR S&P 500 ETF TR TR UNIT EXP 03-16-18 @270.000OPTION ROOT= SPY SPY 03162018 C 270 BUY 900 2.89 -262806 2700 0 6 Buy 900.00000 Cs of SPY 03162018 C 270 at 2.890000000 12/12/2017 [repeated 3 times] U.S.DOLLARS CURRENCY O 0 0 MONEY FUND PURCHASE 12/12/2017 12/12/2017 12/13/2017 13.687953 -516860.04 0 0 12/12/2017 12/12/2017 12/15/2017 15889 NAPRF BUY 2000 3527.8399 2000.00000 12/13/2017 -1700 17. 0000 12/13/2017 O 0 12/13/2017 1700 17 12/15/2017 14823 EXP 3.14 60 12/15/2017 14823 EXP 01 6.51 60 12/15/2017 @75.000 OPTION O 6.50 12/15/2017 PREFERRED 4.0 49380 0 12/15/2017 14823 EXP 96 60 12/15/2017 14823 EXP 86 60 EPSTEIN All Transactions Duration : STLMNT DATE SEC. DESCRIPTION SYMBOL BUY/SELL QUANTITY 1 Week COMM. SALES CREDIT FEES ACTIVITY 12/11/2017 12/11/2017 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL 0 0 MONEY MARKET FUND INCOME RECEIVED 12/11/2017 12/11/2017 U.S.DOLLARS CURRENCY 0 0 MONEY FUND REDEMPTION 0 [repeated 3 times] 1801978.53 of NAPRF at 3527.839900000 12/13/2017 12/15/2017 25 29218.32 100 0 12/13/2017 12/13/2017 0 MONEY FUND REDEMPTION 12/12/2017 12/15/2017 -28900 0 85 0 12/15/2017 12/18/2017 0 0 -1477727.63 SOUTH AFRICAN RAND CURRENCY BUY 7074755.98 0 FOREIGN CURRENCY EXCHANGE NASPERS LIMITED LTD ISINIZAE0000 -7074755.98 1365 0 17711.18 Buy AMERICAN AXLE & MFG HLDGS INC COM AXL SELL 6.68 Sell -1700.00000 share(s) of AXL at 17.25000 U.S.DOLLARS CURRENCY 0 0 516860.04 AMERICAN AXLE & MFG HLDGS INC COM AXL BUY Buy 1700.00000 share(s) of AXL at 17.000000000 CALL 100 BROADCOM LTD SHS ISIN#5G99990 02-16-188250.000OPTION ROOT= AVGO AVGO 02162018 C 250 SELL -20 18.435 3680 0 6.86 Sell -20.00000 Cs of AVGO 02162018 C 250 at 18.435000000 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SHS ISINISG99990 [email protected] ROOT= AVGO AVGO 01192018 C 260 SELL -20 10.5965 2112 0 6.49 Sell -20.00000 Cs of AVGO 01192018 C 260 at 10.596500000 12/15/2017 12/18/2017 PUT 100 GILEAD SCIENCES INC EXP 01-19-18 ROOT= GILD GILD 01192018 P 75 SELL -125 1.71 20993.50 375 Sell -125.00000 Ps of GILD 01192018 P 75 at 1.710000000 N/A 12/15/2017 GENERAL ELEC CO GTD FXD-TO-FLTG RT NON-CUMULATIVE PERPETUAL 00% 12/03/65 REG DTD 12/03/15 CLB CLB 06/15/22 8100.000 0 0 CASH DIVIDEND RECEIVED 12/15/2017 12/18/2017 CALL 100 BROADCOM SHS 12-15-178260.000OPTION ROOT= AVGO AVGO 12152017 C 260 BUY 20 0 6 Buy 20.00000 Cs of AVGO 12152017 C 260 at 5.365000000 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SHS 12-15-170250.000OPTION ROOT= AVGO AVGO 12152017 C 250 BUY 20 0 6 Buy 20.00000 Cs of AVGO 12152017 C 250 at 12.110000000 Subtotals SUBTOTAL(9,J7:J21)G80 SUBTOTAL(9,K7:K21)… Total SUM(J22:K22)H65 &"arial unicode ms,Regular"Confidential LTD GE4317670 0 0 ISIN#5G99990 5.365 -107 ISIN#5G99990 12.11 -242 PROT0