EFTA Document EFTA01434364

Subject: Re: Alpha Capital [Ii From: Andrew Gallivan Date: Thu, 31 Jan 2019 12:07:22 -0500 To: Stewart Oldfield ‹ > No I would try to grab Yoonsun to see what we would need to do if we wanted to onboard this type relationship Sent from my iPhone On Jan 31, 2019, at 12:04 PM, Stewart Oldfield <a> wrote: Classification: For internal use only Were you able to have discussions about this? Thanks From: Stewart Oldfield Sent: Thursday, Januar 24 2019 10:59 AM To: Andrew Gallivan Subject: Fwd: Alpha Capital Can we chat about this later today, tmw or Monday? Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. EFTA01434364 Mobile Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Alan Brody Date: January 24, 2019 at 10:35:41 AM EST To: Stewart Oldfield Cc: Liam Osullivan Subject: Alpha Capital Classification: Public Hi Stewart Davide-A Sferrazza I spoke to Paul Barrett today. He wants to open a Pershing account in IWP (KCP's new name) with DVP away instructions. Paul says he can sign the KCP onboarding agreement for Alpha. Would you mind getting the KYC and onboarding going with Paul? Happy to discuss if you have any questions. Best Alan Alan Brody Managing Director I Head of KCP Americas Global Investments & Trading Deutsche Bank Wealth Management EFTA01434365 345 Park Avenue New York, NY 10154-0004 Work Email: EFTA01434366