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sd-10-EFTA01434480Dept. of JusticeOther

EFTA Document EFTA01434480

Subject: LSJE Inquirie From: Bradley Gillin < Date: Thu, 05 Apr 2018 12:32:23 -0400 To: Richard Kahn Cc: Bella Klein Stewart Oldfield < Hildegarde Berrios Classification: Confidential Hi Richard, Our compliance team from time to time has inquiries into certain transactions. Please advise on the below wires and questions. Thank you. A. 2/7/2018 , $3,000 for B. 2/9/2018 , $5,000 for 1. Please explain the purpose of this Outgoing Wire. 2. Please explain the relationship between the

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Dept. of Justice
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sd-10-EFTA01434480
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Subject: LSJE Inquirie From: Bradley Gillin < Date: Thu, 05 Apr 2018 12:32:23 -0400 To: Richard Kahn Cc: Bella Klein Stewart Oldfield < Hildegarde Berrios Classification: Confidential Hi Richard, Our compliance team from time to time has inquiries into certain transactions. Please advise on the below wires and questions. Thank you. A. 2/7/2018 , $3,000 for B. 2/9/2018 , $5,000 for 1. Please explain the purpose of this Outgoing Wire. 2. Please explain the relationship between the

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Subject: LSJE Inquirie From: Bradley Gillin < Date: Thu, 05 Apr 2018 12:32:23 -0400 To: Richard Kahn Cc: Bella Klein Stewart Oldfield < Hildegarde Berrios Classification: Confidential Hi Richard, Our compliance team from time to time has inquiries into certain transactions. Please advise on the below wires and questions. Thank you. A. 2/7/2018 , $3,000 for B. 2/9/2018 , $5,000 for 1. Please explain the purpose of this Outgoing Wire. 2. Please explain the relationship between the Client and Counterparty. 3. Please explain the business activities of the Counterparty. Thank you. Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 EFTA01434480 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. EFTA01434481

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