EFTA Document EFTA01435347

Subject: RE: Annual KYC Reviews [C] From: Richard Iarossi <[email protected]> Date: Wed, 29 Aug 2018 12:59:29 -0400 To: Stewart Oldfield Bradley Gillin <[email protected]> I do not believe we have received any of these. From: Stewart Oldfield Sent: Wednesday, August 29, 2018 10:00 AM To: Bradley Gillin <[email protected]>; Richard Iarossi <[email protected]> Subject: FW: Annual KYC Reviews [C] Have they sent any of these back? From: Bradley Gillin Sent: Tuesday, August 21, 2018 1:08 PM To: 'Darren Indyke' Cc: 'Bella Klein' ; Stewart Oldfield ; Richard Iarossi <[email protected]> Subject: Annual KYC Reviews [C] Classification: Confidential Hi Darren, Bella, We are in the process of completing the annual KYC reviews on your accounts. Please provide the Certificate of Good Standing (dated within 6 month) for the following entities: • Southern Financial, LLC • Southern Trust Company, Inc EFTA01435347 LSJE, LLC Neptune, LLC Mort, Inc Hyperion Air, LLC Zorro Management. LLC NES, LLC JEGE, Inc JEGE, LLC Plan D, LLC Jeepers, Inc J. Epstein Virgin Islands Foundation, Inc Gratitude America Ltd Thank you. Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email [email protected] Securities offered through Deutsche Bank Securities Inc. EFTA01435348 EFTA01435349