EFTA Document EFTA01435750

Subject: RE: intros From: Date: Tue, 17 A r 2018 22:57:22 -0400 To: Stew, Thanks for the introduction to Paul. Paul, very nice to meet you by email. Yes, as odd as it seems, we are an affiliate of UBS (that said, you can also reach me at [email protected]). Our capital is all third party investor capital, which is a key differentiator that allows us to be much more flexible and fast moving than a bank. In any case, I'd be happy to do a call between 3 and 4 tomorrow or later in the week to see if we can find a point of connection where our capital can be helpful. Thanks. Best regards, Baxter BAXTER WASSON Co-Head of Capital Solutions O'CONNOR 787 7th Avenue — 13th Floor New York, NY 10019 Direct: (1) 212-821-5942 Mobile: (1) From: Paul Barrett <mailto: >> Date: Tuesday, Apr 17, 2018, 6:37 PM To: Stewart Oldfield <mailto: >> Cc: Wasson, Baxter <mailto: Subject: Re: intros Got it Nice to meet you Baxter. Please let me know when you have time to chat. Best, EFTA01435750 Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 646-876-5277<tel:646-876-5277> (o) 646-342-6930<tel: On Apr 17, 2018, at 6:26 PM, Stewart Oldfield mailto: >> wrote: c) Yes, O'Connor is a UBS subsidiary. Baxter can give you all the details From: Paul Barrett [mailto: Sent: Tuesday, April 17, 2018 6:22 PM To: Stewart Oldfield mailto: >> Cc: Subject: Re: intros A UBS email address? Sure it is correct? Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 646-876-5277<tel:646-876-5277> (o) 646-342-6930<tel mailto: On Apr 17, 2018, at 5:49 PM, Stewart Oldfield mailto: >> wrote: Baxter, Paul. Paul, Baxter. Paul has been building an inventory finance business for third party sellers on Amazon. It's growing to the point where he needs to be looking at external funding sources for debt against the receivables pool. Baxter used to run credit structuring at DB and is now at O'Connor Capital Solutions. I think he's a great first call on this and you'll both get along well. All the best, Stew <image003.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas EFTA01435751 Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. Visit our website at http://www.ubs.com This message contains confidential information and is intended only for the individual named. If you are not the named addressee you should not disseminate, distribute or copy this e-mail. Please notify the sender immediately by e-mail if you have received this e-mail by mistake and delete this e-mail from your system. E-mails are not encrypted and cannot be guaranteed to be secure or error-free as information could be intercepted, corrupted, lost, destroyed, arrive late or incomplete, or contain viruses. The sender therefore does not accept liability for any errors or omissions in the contents of this message which arise as a result of e-mail transmission. If verification is required please request a hard-copy version. This EFTA01435752 message is provided for informational purposes and should not be construed as a solicitation or offer to buy or sell any securities or related financial instruments. UBS reserves the right to retain all messages. Messages are protected and accessed only in legally justified cases. EFTA01435753