EFTA Document EFTA01435831

Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] From: Stewart Oldfield ‹ > Date: Wed, 01 Aug 2018 10:26:30 -0400 To: Nina-X Nevidzanska Cc: Alison Sinicropi Terri Sohrab Bradley Gillin This form still has footnotes with questions for compliance. Please clean up and send executable versions for Niki (and Kurosh if you think you will need him to sign as well). Thanks From: Nina-X Nevidzanska Sent: Tuesday, July 31, 2018 10:44 AM To: Stewart Oldfield Cc: Alison Sinicropi Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] Hi Stew, Looks like the new process for prospects registration is the same for all the conferences going forward. Could you please have Mr. Tehranchian and Niki Rokni to sign the Attendee Acknowledgment form and send it back to me? I will also need their e-mail addresses so that the Corporate Access team can create their profiles in the registration system upon which they will be able to register (Kurosh for Tech conference and Niki for the Aircraft Financing). Thank you EFTA01435831 Nina Kind regards {https://brandportal.intranet.db.com/img/modules/logo.gif} Nina Nevidzanska Deutsche Bank Corporate Finance Partnership - Americas 60 Wall Street, New York, NY 10005 Tel: E-mai From: Stewart Oldfield Sent: Monday, July 30, 2018 3:55 PM To: Nina-X Nevidzanska Cc: Alison Sinicropi < Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] prospect From: Nina-X Nevidzanska Sent: Monday, July 30, 2018 3:54 PM EFTA01435832 To: Stewart Oldfield Cc: Alison Sinicropi Subject: RE: DB tech con erence - Sep. 12/13 Las Vegas [I] Thank you, Stew. Is Kurosh Tehranchian a client or prospect? Checking with the events team if he is registered. Will get back to you re Aircraft Financing Conference as well. Nina From: Stewart Oldfield Sent: Monday, July 30, 2018 3:47 PM To: Nina-X Nevidzansk Cc: Alison Sinicropi Subject: RE: DB tech con erence - ep. as Vegas [I] I have invited the people listed below. Only a few are likely to attend. Shouldn't be a problem getting the doc filled out. Please call when you'd like to discuss. Thanks Kurosh Tehranchian (relationship of Terri). I know he registered (or tried to). Perhaps you can check Steve Warner — CIO of Tisch, doubt he will attend Robert Forsythe and Paul Watson — Third Lake. Robert attended last year. Not sure whether either plans to go this year Greg Martin — Shamrock. Don't think he's planning to go Roger Bulloch — Brightstar Capital EFTA01435833 Jim Burritt — Pacific Life Milo Gonzalez and Gosha Zandt — Henry Nicholas family office Katherine Montrone — Liberty Lane Services Paul Barrett — Southern Financial Chuck Chai — Hillspire Amber Caska — Portfolia Gregory Ruben — Elysium (Leon Black family office) Rob Cain and Tim Sarhatt — CFM, won't attend Ali Rashid — cannot attend Ray Tonsing Rahul Vaid — Crestline. Attended last year Lara George and Mike Niccolina — MCM. Cannot attend Reaz Iaslam — cannot attend Also, I have someone who would like to attend the Aircraft Financing and Leasing conference in NY — Niki Rokni (please see link below) http://www.axonaviation.com/company/our-team From: Nina-X Nevidzanska Sent: Friday, July 27, 2018 11:07 AM To: Stewart Oldfield Cc: Alison Sinicropi Subject: FW: DB tech conference - Sep. 12/13 Las Vegas [I] Hi Stew, EFTA01435834 Alison and I are again centralizing the list of all WM guests going to the Tech conference. I see you invited Alan Resnikoff from Shamrock. Anyone else? Please note that there are a few important changes to the registration this year: With the enforced KYC processes in place, going forward, the prospective Clients/non-onboarded guests, will have to attest to the attached waiver. This isn't applicable for on-boarded clients. Alison Sinicropi and I will be happy to help with the actual online registration with coordination with the Events team, as guests who aren't on-boarded in registration system won't be able to register freely. Also please note that special programming/social evening events are still TBD and would be only open to the select guests. We will keep you posted as they shape out. Thanks a lot Nina Kind regards {https://brandportal.intranet.db.com/img/modules/logo.gif} Nina Nevidzanska Deutsche Bank Corporate Finance Partnership - Americas 60 Wall Street, New York, NY 10005 EFTA01435835 Tel: E-mai From: Edward Carlstrom Sent: Tuesday, July 24, 2018 2:32 PM To: Stewart Oldfield Cc: Harris Winters Subject: RE: DB tech con erence - ep. /13 Las Vegas [I] Stew — you can send this one out. It's approved to use with clients. From: Stewart Oldfield Sent: Monday, July 23, 2018 1:15 PM To: Edward Carlstro Cc: Harris Winters Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] Nice, thanks. Let me know when there's something I can send, even if only an indicative list. Thanks From: Edward Carlstrom Sent: Monday, July 23, 2018 2:24 PM To: Stewart Oldfield < M> Cc: Harris Winters Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] EFTA01435836 Classification: For internal use only I don't think this is cleared to send to clients yet, as its still shifting, but attached is the most recent draft agenda I've seen. Most of the private company track is filled out — take a look at the right most column. Edward A. Carlstrom Director, Deutsche Bank Securities Inc. Mobile Email From: Stewart Oldfield Sent: Monday, July 23, 2018 10:32 AM To: Edward Carlstrom Cc: Harris Winters Subject: FW: DB tecl.111,1111111111111/13 Las Vegas When will have the private companies confirmed? From: Alan Resnikoff [mailto Sent: Monday, July 23, 2018 To: Stewart Oldfield ‹ > Subject: RE: DB tech conference - Sep. 12/13 Las Vegas Thanks Stewart. Would be great to know more about the private companies that are attending. Alan Resnikoff I Partner Shamrock Capital 1100 Glendon Ave, Suite 1600 EFTA01435837 Los Angeles, CA 90024 www.shamrockcap.com Joanna Nelson I Executive Assistant (p) From: Stewart Oldfield Sent: Monday, July 23, 2018 8:54 AM To: Alan Resnikoff Subject: DB tech conference - Sep. 12/13 Las Vegas Alan, Registration for our September tech conference is now open using the link below. I hope all is well and look forward to catching up soon. Stew https://conferences.db.com/americas/tech18 EFTA01435838 {cid:[email protected]} Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobil Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01435839