EFTA Document EFTA01437258

Subject: Fwd: Question From: Stewart Oldfield ‹ > Date: Wed, 12 Sep To: Liam Osullivan Cc: Martin Zeman Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank 345 P Tel. Mobi Email Trust Company Americas Wealth Management York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Paul Barrett <a Date: September 1 PDT To: Martin Zeman Stewart Oldfield Cc: 'Richard Kahn' Subject: RE: Question > Any response yet? , 'Jeanne Brennan' Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 EFTA01437258 From: Martin Zeman Sent: Friday, September 07, 2018 3:38 PM To: Paul Barrett ; Stewart Oldfield Cc: 'Richard Kahn' < ; 'Jeanne Brennan' Subject: RE: Question Paul - we need to get back to you on this one. Martin From: Paul Barrett [mailto: Sent: Friday, September 07, 2018 1:11 PM To: Stewart Oldfield <IMM ::-; Martin Zeman Cc: Richard Kahn ; Jeanne Brennan Subject: Question Hi Guys, If we segregate IM for non-cleared trades does that mean we have to post cash in a separate account? EFTA01437259 Thanks Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01437260