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sd-10-EFTA01437297Dept. of JusticeOther

EFTA Document EFTA01437297

Subject: Re: Alpha Capital From: Stewart Oldfield < › Date: Thu, 24 Jan 2019 10:57:43 -0500 To: Alan Brody Cc: Liam Osullivan Davide-A Sferrazza Great, thanks. I'm out of the office and back Monday. Let's chat about this before we kick off the process. Stewart Oldfield, CFA, CAIA Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue. New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jan 24, 2019, at

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sd-10-EFTA01437297
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Subject: Re: Alpha Capital From: Stewart Oldfield < › Date: Thu, 24 Jan 2019 10:57:43 -0500 To: Alan Brody Cc: Liam Osullivan Davide-A Sferrazza Great, thanks. I'm out of the office and back Monday. Let's chat about this before we kick off the process. Stewart Oldfield, CFA, CAIA Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue. New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jan 24, 2019, at

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Alpha Capital From: Stewart Oldfield < Date: Thu, 24 Jan 2019 10:57:43 -0500 To: Alan Brody Cc: Liam Osullivan Davide-A Sferrazza Great, thanks. I'm out of the office and back Monday. Let's chat about this before we kick off the process. Stewart Oldfield, CFA, CAIA Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue. New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jan 24, 2019, at 10:35 AM, Alan Brody wrote: Classification: Public Hi Stewart I spoke to (KCP's new onboarding onboarding Best Alan Paul Barrett today. He wants to open a Pershing account name) with DVP away instructions. Paul says he can sign agreement for Alpha. Would you mind getting the KYC and going with Paul? Happy to discuss if you have any questions. in IWP the KCP Alan Brody Managing Director I Head of KCP Americas Global Investments & Trading Deutsche Bank Wealth Management EFTA01437297 345 Park Avenue New York, NY 10154-0004 Work Email: EFTA01437298

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