EFTA Document EFTA01438463

Subject: Re: Enhanced Ed wire [C] From: Richard Kahn <~e~> Date: Fri, 04 Aug 2017 10:33:47 -0400 To: Vahe Stepanian Cc: Bella Klein Liam Osullivan Stewart Oldfield Darren Indyke please get this wire done asap as this is now a week later and i am takin a lot of heat from mr epstein Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Aug 4, 2017, at 10:15 AM, Vahe Stepanian wrote: > Classification: Confidential Bella — unfortunately we will need new instructions. Please send over and we will call Darren to confirm. Best, Vahe From: Bella Klein [mailto: Sent: Friday, August 04, 2017 10:14 AM To: Vahe Stepanian Cc: Richard Kahn ; Liam Osullivan ; Stewart Oldfield Subject: Re: Enhanced Ed wire [C] EFTA01438463 Vale/Liam Today i received instructions from BBB that a slightly different.., looks they missed a number 8 in the end. Can you resend wire or i need to prepare new instructions. please advise To BBB AB SE ESSESESS Thank you, Bella Tel: On Aug 4, 2017, at 9:17 AM, Vahe Stepanian < › wrote: Classification: Confidential Just tried calling you to discuss — I'm available @ Thanks, Vahe EFTA01438464 From: Richard Kahn [mailto: Sent: Friday, August 04, 2017 9:16 AM To: Vahe Stepanian < > Cc: Liam Osullivan < >: Bella Klein >; Stewart Oldfield < Subject: Re: Enhanced Ed wire [C] when was this wire rejected by ops team? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel fax cell EFTA01438465 On Aug 4, 2017, at 9:10 AM, Vahe Stepanian c > wrote: Classification: Confidential Rich - apologies for that, oversight on our end in terms of recognizing the wire was returned to the account. Worth noting here though that our ops team initially questioned the instructions, which were then confirmed. Will send along that email under separate cover. Regardless, please let us know the correct instructions and we will re-send ASAP. Best, Vahe EFTA01438466 From: Richard Kahn [mailto: Sent: Friday, August 04, 2017 8:14 AM To: Liam Osullivan Cc: Bella Klein >; Vahe Stepanian ; Stewart Oldfield Subject: Re: Enhanced Ed wire [C] this wire was sent last friday why are we just finding out about this now when asking? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel fax cell EFTA01438467 On Aug 4, 2017, at 8:03 AM, Liam Osullivan c > wrote: Classification: Confidential Bella, The wire was returned. The reason given was Invalid Account. Can you please check with the recipient to confirm their instructions? We apologize for not catching this earlier. Thank you, Liam EFTA01438468 From: Bella Klein [mailto: Sent: Friday, August 04, 2017 7:25 AM To: Vahe Stepanian Cc: Liam Osullivan Vahe, Subject: Re: Enhanced Ed wire [C] ; Richard Kahn The recipient did not receive wire, please help with fed reference Thank you, Bella Tel: EFTA01438469 On Jul 28, 2017, at 6:21 PM, Vahe Stepanian e > wrote: Thx Liam Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Email Original Messa e From: Bella Klein [ ] Sent: Friday, July 28, 2017 06:17 PM Eastern Standard Time To: Liam Osullivan Cc: Vahe Stepanian; Darren Indyke; Richard Kahn Subject: Re: Enhanced Ed wire [C] Thank you! Thank you, Bella EFTA01438470 On Jul 28, 2017, at 5:57 PM, Liam Osullivan a wrote: Classification: Confidential Bella, The transfer has been processed. There is no fed reference generated for the wire due to the fact the intermediary U.S. Bank (Bank of New York Mellon) is also the processing Bank Thank you, Liam EFTA01438471 From: Bella Klein [mailto: Sent: Friday, July 28, 2017 10:09 AM To: Vahe Stepanian < Cc: Darren Indyke >; Richard Kahn < >• Liam Osullivan Subject: Re: Enhanced Ed wire [C] Vahe Please email fed reference when available Thank you, Bella Tel: On Jul 28, 2017, at 9:14 AM, Vahe Stepanian ‹ > wrote: EFTA01438472 Classification: Confidential Ok — we'll proceed per the below confirmation. Thanks Bella. From: Bella Klein [mailto: Sent: Thursday, July 27, 2017 7:28 PM To: Vahe Stepanian ‹ > Subject: Re: Enhanced Ed wire [C] This is International wire in USD. IBAN and Swift code should work. I always send wires in this format from DB checking account Thank you, Bella EFTA01438473 On Jul 27, 2017, at 5:32 PM, Vahe Stepanian a wrote: Classification: Confidential Bella — following up per guidance from our ops folks. Can you please confirm these are USD instructions? If so, there seems to be a US corresponding bank missing. Please let us know so we can confirm with Darren. Best, Vahe EFTA01438474 From: Darren Indyke [mailto: Sent: Thursday, July 27, 2017 5:13 PM To: Vahe Stepanian < Cc: Bella Klein >; Richard Kahn >; Liam Osullivan Subject: RE: Enhanced Ed wire [C] Call me on my cell Sent from my Verizon 4G LTE Droid On Jul 27, 2017 4:52 PM, Vahe Stepanian a wrote: Classification: Confidential Received Bella. I will call Darren to confirm and we will process in the morning. EFTA01438475 From: Bella Klein [mailto: Sent: Thursday, July 27, 2017 4:32 PM To: Vahe Stepanian Cc: Darren Indyke ; Richard Kahn ‹ > Subject: Enhanced Ed wire Vahe, Please process the attached wire Thank you, Bella Tel: This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01438476 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication EFTA01438477 in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01438478 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01438479 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01438480